Craig W. Astor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig William Astor was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2008. Craig had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2008 - January 14, 2013
JDL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JDL SECURITIES CORPORATION
CRD#: 28131 / SEC#: , 8-43494
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.DEREK LEWIS & ASSOCIATES, INC. | PARENT COMPANY | 122307 |
| DALBY, RION JAMES | REGISTERED REP | 5122686 |
| DUNAGAN, KELLY ALLAN JR. | REGISTERED REP | 4777170 |
| ESPINILI, KATHRYN ELIZABETH | CHIEF COMPLIANCE OFFICER | 1220070 |
| FERDI, MARK ANTHONY | REGISTERED REP | 7146341 |
| GREENLEAF, RENY VESSELA M | CHIEF FINANCIAL OFFICER | 5479673 |
| HYEPOCK, DOUGLAS GLENN | SECRETARY, DIRECTOR | 2282539 |
| KNUTSEN, ROBERT WAYNE II | CEO | 5639871 |
| VIDAL, ANDREW JOSEPH | REGISTERED REP | 6877943 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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