Stephen Q. Dallin

EQUITY ARMOR INVESTMENTS

Spirngville, UT

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CRD#: 5555306

Professional summary

Stephen Quinn Dallin is a registered financial advisor currently at EQUITY ARMOR INVESTMENTS located in Spirngville, Utah and TRADINGBLOCK located in Holladay, Utah.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Stephen has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 34, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ASSOCIATED PERSON OF OPTIONIQ, AN NFA REGULATED COMMODITIES/FUTURES INTRODUCING BROKER-DEALER. 488 E WINCHESTER STREET, SUITE 200, SALT LAKE CITY, UT 84107. THE BUSINESS IS INVESTMENT RELATED AND BEGAN IN AUGUST OF 2013. RESPONSIBILITIES INVOLVE CLIENT ACQUISITION, TRADE ENTRY AND OVERALL CLIENT SUPPORT. POSITION REPRESENTS MY PRIMARY BUSINESS WITH 60 HRS PER MONTH PRIMARILY DURING MARKET HOURS. 2) ASSOCIATED PERSON / PRINCIPAL OF IQCAPITAL MANAGEMENT. IQCAPITAL MANAGEMENT, LLC IS OPTIONIQ'S AFFILIATED COMMODITY TRADING ADVISOR LOCATED AT 488 E WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107. THE BUSINESS IS INVESTMENT RELATED AND BEGAN IN JANURAY 2016. RESPONSIBILITIES INVOLVE PARTICIPATION IN THE COMPANY'S TRADING COMMITTEE ACCOUNT REVIEW AND GENERAL CLIENT SERVICE. APPROXIMATELY 60 HOURS PER MONTH PRIMARILY DURING MARKET HOURS. 3) Investment Adviser Representative at Equity Armor Investments (CRD 156327), Chicago, IL beginning in April 2025. Investment related business, paid fee-based compensation on client assets under management. Spend approximately 10 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Quinn Dallin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2025 - Present

EQUITY ARMOR INVESTMENTS

RIA

CRD#: 156327

Spirngville, UT

Current

January 5, 2025 - Present

TRADINGBLOCK

CRD#: 128605

Holladay, UT

Past

January 3, 2018 - December 31, 2024

CAMBRIA CAPITAL, LLC

RIA

CRD#: 133760

SALT LAKE CITY, UT

Past

September 30, 2013 - December 31, 2024

CAMBRIA CAPITAL, LLC

CRD#: 133760

SALT LAKE CITY, UT

Past

June 18, 2012 - August 30, 2013

OPTIONSXPRESS, INC.

CRD#: 103849

CHICAGO, IL

Past

April 4, 2011 - February 17, 2012

OPTIONSXPRESS, INC.

CRD#: 103849

AMERICAN FORK, UT

Past

July 25, 2008 - March 2, 2010

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQUITY ARMOR INVESTMENTS

EQUITY ARMOR INVESTMENTS | THE STUTLAND VOLATILITY GROUP, LLC | EQUITY ARMOR INVESTMENTS, LLC

CRD#: 156327 / SEC#: 801-117276

RIA

Registered Investment Advisory firm - (9/3/2019 Approved)

Illinois

Registered Investment Advisory firm - (9/6/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/29/2025)

Alaska
(1/5/2025)

Arizona
(1/5/2025)

California
(1/5/2025)

Colorado
(1/5/2025)

Connecticut
(1/5/2025)

Delaware
(1/29/2025)

District of Columbia
(1/5/2025)

Florida
(2/3/2025)

Georgia
(1/5/2025)

Hawaii
(1/31/2025)

Illinois
(1/5/2025)

IAR

Illinois
(4/16/2025)

Indiana
(1/5/2025)

Iowa
(1/5/2025)

Kentucky
(1/5/2025)

Maryland
(1/5/2025)

Massachusetts
(1/6/2025)

Michigan
(1/5/2025)

Minnesota
(1/6/2025)

Missouri
(1/5/2025)

Montana
(1/5/2025)

Nebraska
(1/5/2025)

Nevada
(1/5/2025)

New Hampshire
(1/5/2025)

New Jersey
(1/5/2025)

New Mexico
(1/5/2025)

New York
(1/5/2025)

North Carolina
(1/5/2025)

Ohio
(1/5/2025)

Oregon
(1/5/2025)

Pennsylvania
(1/5/2025)

South Carolina
(1/5/2025)

Texas
(1/5/2025)

IAR

Texas
(4/16/2025)

Utah
(1/5/2025)

IAR

Utah
(4/17/2025)

Vermont
(1/5/2025)

Virginia
(1/5/2025)

Washington
(1/5/2025)

Wisconsin
(1/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/7/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 6/24/2013

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 2/6/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/24/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EQUITY ARMOR INVESTMENTS

EQUITY ARMOR INVESTMENTS | THE STUTLAND VOLATILITY GROUP, LLC | EQUITY ARMOR INVESTMENTS, LLC

CRD#: 156327 / SEC#: 801-117276

RIA

Registered Investment Advisory firm - (9/3/2019 Approved)

Illinois

Registered Investment Advisory firm - (9/6/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

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Contact information

Main Address

318 West Adams Street 10th Floor, Chicago, IL 60606

Mailing Address

Phone number

(312) 318-9191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EAI ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 171,123,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen Q. Dallin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Quinn Dallin's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADINGBLOCK

CAMBRIA CAPITAL, LLC

CAMBRIA CAPITAL, LLC

OPTIONSXPRESS, INC.

OPTIONSXPRESS, INC.

E*TRADE SECURITIES LLC

Primary Firm SEC Registration

EQUITY ARMOR INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2017

Series 63

Date: 8/7/2008

SIE

Date: 10/1/2018

Series 34

Date: 6/24/2013

Series 3

Date: 2/6/2010

Series 7

Date: 7/24/2008

FINRA

Current Firm

EQUITY ARMOR INVESTMENTS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EQUITY ARMOR INVESTMENTS

TRUST BUT VERIFY

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