SD

Stephen Q. Dallin

EQUITY ARMOR INVESTMENTS
Spirngville, UT
Some features on this profile are disabled
CRD#: 5555306
SD

Professional summary


Stephen Quinn Dallin is a registered financial advisor currently at EQUITY ARMOR INVESTMENTS located in Spirngville, Utah.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Stephen has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 34, Series 3 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Stephen Quinn Dallin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 16, 2025 - Present

EQUITY ARMOR INVESTMENTS

RIA
CRD#: 156327
Spirngville, UT
Past

January 5, 2025 - March 24, 2026

TRADINGBLOCK

BD
CRD#: 128605
CHICAGO, IL
Past

January 3, 2018 - December 31, 2024

CAMBRIA CAPITAL, LLC

RIA
CRD#: 133760
SALT LAKE CITY, UT
Past

September 30, 2013 - December 31, 2024

CAMBRIA CAPITAL, LLC

BD
CRD#: 133760
SALT LAKE CITY, UT
Past

June 18, 2012 - August 30, 2013

OPTIONSXPRESS, INC.

BD
CRD#: 103849
CHICAGO, IL
Past

April 4, 2011 - February 17, 2012

OPTIONSXPRESS, INC.

BD
CRD#: 103849
AMERICAN FORK, UT
Past

July 25, 2008 - March 2, 2010

E*TRADE SECURITIES LLC

BD
CRD#: 29106
SANDY, UT

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EQUITY ARMOR INVESTMENTS
EQUITY ARMOR INVESTMENTS | THE STUTLAND VOLATILITY GROUP, LLC | EQUITY ARMOR INVESTMENTS, LLC

CRD#: 156327 / SEC#: 801-117276

RIA
Registered Investment Advisory firm - (9/3/2019 Approved)
Illinois
Registered Investment Advisory firm - (9/6/2019 Terminated)
Texas
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(4/16/2025)
IAR
Texas
(4/16/2025)
IAR
Utah
(4/17/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/14/2017
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 34
Date: 6/24/2013
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


EA
EQUITY ARMOR INVESTMENTS
EQUITY ARMOR INVESTMENTS | THE STUTLAND VOLATILITY GROUP, LLC | EQUITY ARMOR INVESTMENTS, LLC

CRD#: 156327 / SEC#: 801-117276

RIA
Registered Investment Advisory firm - (9/3/2019 Approved)
Illinois
Registered Investment Advisory firm - (9/6/2019 Terminated)
Texas
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)
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Contact information


Main Address
318 West Adams Street 10th Floor, Chicago, IL 60606
Mailing Address
Phone number
(312) 318-9191
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (7 States and Territories)


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Regulatory assets under management


Total Number of Accounts90
AUM (Assets Under Management)$ 171,123,340

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQUITY ARMOR INVESTMENTS

CRD#: 156327Spirngville, UT

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