David C. Lauritzen

CONFIDENCE WEALTH MANAGEMENT

Van Nuys, CA

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CRD#: 5555281

Professional summary

David Christopher Lauritzen, who also goes by David Lauritzen, is a registered financial advisor currently at CONFIDENCE WEALTH MANAGEMENT, INC. located in Van Nuys, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Lauritzen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Princess Parties and Events, Children's entertainment and birthday party planning, 575 N. 200 W. Bountifu, UT 84010, start 11/2010, partner, 1 hr per month. [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;7621 N Patriot Way, Van Nuys, CA 91405;10/2019;15 hours per month; 15 hours during trading hours]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Lauritzen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2020 - Present

CONFIDENCE WEALTH MANAGEMENT, INC.

Office #2: 10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024

RIA

CRD#: 127383

Van Nuys, CA

Past

December 11, 2019 - April 30, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

GLENDALE, CA

Past

July 13, 2018 - March 6, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

August 3, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

LOS ANGELES, CA

Past

February 1, 2011 - March 6, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LOS ANGELES, CA

Past

July 24, 2008 - January 3, 2011

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONFIDENCE WEALTH MANAGEMENT, INC.

CRD#: 127383 / SEC#: 801-122368

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

California

Registered Investment Advisory firm - (1/16/2022 Terminated)

Nevada

Registered Investment Advisory firm - (1/17/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/13/2020)

IAR

Nevada
(2/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/21/2017

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/1/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

CONFIDENCE WEALTH MANAGEMENT, INC.

CRD#: 127383 / SEC#: 801-122368

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

California

Registered Investment Advisory firm - (1/16/2022 Terminated)

Nevada

Registered Investment Advisory firm - (1/17/2022 Terminated)

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Contact information

Main Address

10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024

Mailing Address

Phone number

(310) 824-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

04 2025 CWM FORM ADV PART 2A FINAL (4/21/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 344,241,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David C. Lauritzen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Lauritzen's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

E*TRADE SECURITIES LLC

Primary Firm SEC Registration

CONFIDENCE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/2015

Series 63

Date: 8/7/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/23/2008

Series 10

Date: 8/21/2017

Series 9

Date: 6/1/2017

Current Firm

CONFIDENCE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONFIDENCE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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