David Christopher Lauritzen
Professional Summary
David Christopher Lauritzen, who also goes by David Lauritzen, is a registered financial advisor currently at CONFIDENCE WEALTH MANAGEMENT, INC. located in Van Nuys, California. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Lauritzen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
CONFIDENCE WEALTH MANAGEMENT, INC. | PLJ ADVISORS LLC | PLJ ADVISORS | PARSON LATIMER & JUDGE, LLC. | PARSON LATIMER & JUDGE LLC | PARSON LATIMER & JUDGE | NATIONAL RETIREMENT COUNSELORS | NATIONAL RETIREMENT COUNSELING | CONFIDENCE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024Phone Number
(310) 824-1000# of Employees
19SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,595AUM (Assets Under Management)
$454,060,520Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CONFIDENCE WEALTH MANAGEMENT, INC. | PLJ ADVISORS LLC | PLJ ADVISORS | PARSON LATIMER & JUDGE, LLC. | PARSON LATIMER & JUDGE LLC | PARSON LATIMER & JUDGE | NATIONAL RETIREMENT COUNSELORS | NATIONAL RETIREMENT COUNSELING | CONFIDENCE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2017About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2017About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Christopher Lauritzen's CRS (Customer Relationship Summary).
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