Gregory T. Marcy
Professional summary
Gregory T Marcy, who also goes by Gregory Tyler Marcy, is a registered financial professional currently at STONEPEAK SECURITIES LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2010. Gregory has worked at 5 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory T Marcy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2024 - Present
STONEPEAK SECURITIES LLC
Office #1: 550 W. 34th St 48th Floor, New York, NY 10001June 15, 2016 - April 15, 2024
NUVEEN ASSET MANAGEMENT, LLC
June 15, 2016 - April 15, 2024
NUVEEN SECURITIES, LLC
October 29, 2014 - April 19, 2016
ETICO PARTNERS, LLC
February 24, 2011 - October 15, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2010 - October 15, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2024)
Exams
FINRA
Current Firm
STONEPEAK SECURITIES LLC
CRD#: 316392 / SEC#: , 8-70803
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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