Kevin M. Komar
UNITED ADVISOR GROUP
Independence, OH 44131
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CRD#: 5554977
Professional summary
Kevin Michael Komar, CFP®, who also goes by Kevin Komar, is a registered financial advisor currently at UNITED ADVISOR GROUP located in Independence, Ohio and SILVER OAK SECURITIES, INCORPORATED located in Independence, Ohio.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kevin has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Komar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). "ko-advisors, LLC",Is Not Investment Related,,Tax Prep,Partner,2011-01-01,20 hours per month,0 hours per month during trading hours,Salary Compensation,Tax preparation services, 6140 W Creek Rd, Suite 200, Independence, OH, 44131 2). United Advisor Group,Is Investment Related,"6140 W Creek Rd, Suite 200, Independence, OH, 44131, United States",Investment Advisor Representative,Partner,2023-03-03,100 hours per month,1 hours per month during trading hours,Fee Based Compensation,Financial Planning and Investment Advisory 3). Kevin Komar,Is Not Investment Related,,Fixed Insurance,Sales,2008-06-01,2 hours per month,0 hours per month during trading hours,Commission Compensation,Term life insurance sales as requested or needed. 6140 W Creek Rd, Suite 200, Independence, OH, 44131 4) "Berrien Springs Laundromat, LLC",Is Not Investment Related,"6910 North Main Street, Unit 41 Building 16, Granger, IN, 46530, United States",Laundry,Partner,1/1/2025,1 hours per month,0 hours per month during trading hours,Other Compensation,I am a partner in a Laundromat. I am 50/50 partners. My partner is active and I am passive.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Komar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
March 20, 2023 - Present
UNITED ADVISOR GROUP
Office #1: 6140 W Creek Rd Suite 200, Independence, OH 44131RIA
CRD#: 324205
Independence, OH
Current
March 9, 2023 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 6140 West Creek Road Suite 200, Independence, OH 44131RIA
BD
CRD#: 46947
Independence, OH
Past
October 27, 2017 - March 14, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Independence, OH
Past
October 27, 2017 - March 14, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Independence, OH
Past
June 22, 2011 - November 1, 2017
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
PARMA, OH
Past
June 9, 2011 - November 1, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
PARMA, OH
Past
August 22, 2008 - June 28, 2011
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/9/2023)
RR
Florida(3/9/2023)
RR
Kentucky(6/2/2023)
RR
Ohio(3/9/2023)
IAR
Ohio(3/20/2023)
RR
Pennsylvania(3/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
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Contact information
Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
