JP
Joseph R. Perusse
CITIZENS SECURITIES
Rochester, NH 03867
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CRD#: 5554932
JP
Professional summary
Joseph Robert Perusse, who also goes by Joseph R Perusse, Joseph Robert Perusse, Joe Perusse, Joseph R Perusse II, Joseph Robert Perusse Ii, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Rochester, New Hampshire.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph R Perusse | Joseph Robert Perusse | Joe Perusse | Joseph R Perusse Ii | Joseph Robert Perusse Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Robert Perusse's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Robert Perusse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2019 - Present
CITIZENS SECURITIES, INC.
Office #1: 90 North Main Street Ms: Nh450, Rochester, NH 03867Office #2: 581 Franklin Pierce Hwy Ms: Nh440, Barrington, NH 03825RIA
BD
CRD#: 39550
Rochester, NH
Current
April 1, 2019 - Present
CITIZENS SECURITIES, INC.
Office #1: 90 North Main Street Ms: Nh450, Rochester, NH 03867Office #2: 581 Franklin Pierce Hwy Ms: Nh440, Barrington, NH 03825RIA
BD
CRD#: 39550
Rochester, NH
Past
April 12, 2017 - March 22, 2019
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
WALTHAM, MA
Past
February 20, 2017 - March 22, 2019
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WALTHAM, MA
Past
May 5, 2016 - November 3, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PORTSMOUTH, NH
Past
May 4, 2016 - November 3, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PORTSMOUTH, NH
Past
September 2, 2014 - January 28, 2016
EDWARD JONES
RIA
CRD#: 250
AMESBURY, MA
Past
May 8, 2014 - January 28, 2016
EDWARD JONES
BD
CRD#: 250
AMESBURY, MA
Past
November 17, 2011 - May 9, 2014
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
February 11, 2009 - December 23, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DANVERS, MA
Past
July 14, 2008 - September 12, 2008
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
ANDOVER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/11/2022)
IAR
Connecticut(2/14/2022)
RR
Florida(1/3/2023)
IAR
Florida(1/4/2023)
RR
Maine(6/1/2020)
IAR
Maine(6/1/2020)
RR
Maryland(11/7/2024)
IAR
Maryland(11/12/2024)
RR
Massachusetts(4/1/2019)
RR
New Hampshire(4/1/2019)
IAR
New Hampshire(4/10/2019)
RR
Rhode Island(11/7/2024)
IAR
Rhode Island(11/12/2024)
RR
Virginia(1/3/2023)
IAR
Virginia(1/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Rochester, NH 03867TRUST BUT VERIFY
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