Breanna M. Stott

FINWELL

Nashville, TN 37206

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CRD#: 5554829

Professional summary

Breanna May Stott, CFP®, who also goes by B Stott, is a registered financial advisor currently at FINWELL, INC. located in Nashville, Tennessee.

Breanna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Breanna has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

B Stott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mischief LLC is a new Venture Fund. Mischief Ventures is planning to raise capital to invest in early to late stage female founded or focused start-ups. The business formation was 6/2024 for personal investments only as a holding company. Breanna has applied to a program that may help her raise capital to start using this entity for business purposes. Breanna works up to 4 hours per month on this entity. These hours are not typically spent during trading hours. Breanna is responsible for managing the LLC, raising capital and deploying the capital.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Breanna May Stott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

February 19, 2021 - Present

FINWELL, INC.

Office #1: 209 Manchester Avenue, Nashville, TN 37206Office #2: 709 Merrit Avenue, Nashville, TN 37213

RIA

CRD#: 310850

Nashville, TN

Past

September 16, 2020 - April 21, 2021

FINWELL, INC.

RIA

CRD#: 289916

ENCINO, CA

Past

January 29, 2019 - July 7, 2020

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

RALEIGH, NC

Past

January 29, 2019 - July 7, 2020

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

RALEIGH, NC

Past

October 19, 2017 - January 10, 2019

FINWELL, INC.

RIA

CRD#: 289916

ENCINO, CA

Past

June 30, 2015 - August 21, 2017

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

BEVERLY HILLS, CA

Past

June 30, 2015 - August 21, 2017

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

BEVERLY HILLS, CA

Past

January 3, 2011 - May 28, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PACIFIC PALISADES, CA

Past

January 3, 2011 - May 28, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PACIFIC PALISADES, CA

Past

August 11, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SIMI VALLEY, CA

Past

August 1, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SIMI VALLEY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/19/2021)

IAR

North Carolina
(4/19/2021)

IAR

Tennessee
(11/10/2021)

IAR

Texas
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2008

General Securities Representative Examination

Current Firm

FINWELL, INC.

FINWELL | FINWELL, INC. | FINWELL BENEFITS

CRD#: 310850 / SEC#:

California

Registered Investment Advisory firm - (2/19/2021 Approved)

North Carolina

Registered Investment Advisory firm - (4/19/2020 Approved)

Tennessee

Registered Investment Advisory firm - (11/9/2021 Approved)

Texas

Registered Investment Advisory firm - (8/29/2023 Conditional Restricted)

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Contact information

Main Address

709 Merrit Avenue, Nashville, TN 37213

Mailing Address

Phone number

(805) 415-7830

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	241
AUM (Assets Under Management)	$ 72,639,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Breanna M. Stott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Breanna May Stott's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINWELL, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

FINWELL, INC.

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2008

SIE

Date: 8/21/2017

Series 7

Date: 7/31/2008

Current Firm

FINWELL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINWELL, INC.

TRUST BUT VERIFY

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