Alan R. Hartley

BLACK CYPRESS CAPITAL

Ponte Vedra Beach, FL, FL

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CRD#: 5554735

Professional summary

Alan Ross Hartley is a registered financial advisor currently at BLACK CYPRESS CAPITAL located in Ponte Vedra Beach, Fl, Florida.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Alan has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Ross Hartley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2021 - Present

BLACK CYPRESS CAPITAL

RIA

CRD#: 151100

Ponte Vedra Beach, FL, FL

Past

November 9, 2009 - March 29, 2021

BLACK CYPRESS CAPITAL

RIA

CRD#: 151100

CHARLESTON, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACK CYPRESS CAPITAL

BLACK CYPRESS CAPITAL | BLACK CYPRESS CAPITAL MANAGEMENT, LLC

CRD#: 151100 / SEC#: 801-118943

RIA

Registered Investment Advisory firm - (6/19/2020 Approved)

Florida

Registered Investment Advisory firm - (6/23/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (6/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/23/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BLACK CYPRESS CAPITAL

BLACK CYPRESS CAPITAL | BLACK CYPRESS CAPITAL MANAGEMENT, LLC

CRD#: 151100 / SEC#: 801-118943

RIA

Registered Investment Advisory firm - (6/19/2020 Approved)

Florida

Registered Investment Advisory firm - (6/23/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (6/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/23/2020 Terminated)

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Contact information

Main Address

Ponte Vedra Beach, FL

Mailing Address

The Veranda Building 822 A1a North, Suite 310, Ponte Vedra Beach, FL, 32082

Phone number

(904) 280-6767

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLACK CYPRESS CAPITAL ADV BROCHURE 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 252,629,106

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan R. Hartley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Ross Hartley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK CYPRESS CAPITAL

BLACK CYPRESS CAPITAL

Primary Firm SEC Registration

BLACK CYPRESS CAPITAL

State Registrations and Notice Filings

Exams

Current Firm

BLACK CYPRESS CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACK CYPRESS CAPITAL

TRUST BUT VERIFY

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