Michael R. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael R Schmidt, who also goes by Mike Schmidt, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2008. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2011 - December 31, 2012
SCHMIDT, MICHAEL R.
July 6, 2011 - September 15, 2011
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
June 28, 2011 - September 15, 2011
RESOURCE HORIZONS GROUP LLC
March 29, 2011 - June 23, 2011
GIRARD SECURITIES, INC.
March 29, 2011 - June 23, 2011
GIRARD SECURITIES, INC.
April 29, 2009 - November 24, 2010
SCHMIDT, MICHAEL R.
April 6, 2009 - June 17, 2009
WOODSTOCK FINANCIAL GROUP, INC.
October 14, 2008 - June 17, 2009
WOODSTOCK FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCHMIDT, MICHAEL R.
CRD#: 150165 / SEC#:
Contact information
Red Flags
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