Bufus Outlaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bufus Outlaw III, who also goes by Bufus Outlaw, was a registered financial professional .
Bufus is a previously registered financial professional and started their career in finance in 2012. Bufus had worked at 2 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2013 - June 15, 2017
BOE SECURITIES INC.
September 21, 2012 - April 15, 2013
WADDELL & REED
May 21, 2012 - April 15, 2013
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/29/2013
Limited Representative-Equity Trader ExamCurrent Firm
BOE SECURITIES INC.
CRD#: 43486 / SEC#: , 8-50309
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
