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Bufus Outlaw Iii

CRD# 5554178·Registered 2012 - 2017
Previously Registered: Being a previously registered professional could mean that Bufus is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bufus Outlaw III, who also goes by Bufus Outlaw, was a registered financial advisor. Bufus was a previously registered financial professional and started their career in finance 2012 - 2017. Bufus had worked at 2 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bufus Outlaw

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

BOE SECURITIES INC.·CRD# 43486
BD
Miami, FL
June 14, 2013 - June 15, 2017
WADDELL & REED·CRD# 866
RIA
Yardley, PA
September 21, 2012 - April 15, 2013
WADDELL & REED·CRD# 866
BD
Yardley, PA
May 21, 2012 - April 15, 2013

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Current Firm

BS
BOE SECURITIES INC.

BOE SECURITIES INC.

CRD#: 43486 / SEC#: 8-50309
BD
Terminated by SEC on 10/30/2017

Contact Information

Established

Pennsylvania since 02/20/1997

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
THE BOE GROUPSTOCKHOLDER—
JOSEPH, SABU PUTHENPARAMBDIRECTOR OF EQUITY RESEARCH4151477
OUTLAW, BUFUS JRPRESIDENT, CEO, CCO, FINOP2275911

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2013

Series 7 — General Securities Representative Examination

Passed May 2012About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2014About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed May 2014About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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