Matthew Warren Hampton
Professional Summary
Matthew Warren Hampton, who also goes by Matthew W Hampton, is a registered financial advisor currently at LYNCH & ASSOCIATES located in Newburgh, Indiana. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matthew W Hampton
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Years of Experience
18 years in the financial services industry
Current & Past Employments
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current Firm
LYNCH & ASSOCIATES | LYNCH & ASSOCIATES INC
Contact Information
Main Address
10644 Newburgh Rd Sr 662, Newburgh, IN 47630-8845Mailing Address
P.o. Box 5585, Evansville, IN 47716-5585Phone Number
(812) 853-0878# of Employees
7SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,900AUM (Assets Under Management)
$831,128,783Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/18/2026 | Cover Page | Report |
| 09/23/2025 | Cover Page | Report |
| 01/02/2025 | Cover Page | Report |
| 11/01/2023 | Cover Page | Report |
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Primary Firm SEC Registration
LYNCH & ASSOCIATES | LYNCH & ASSOCIATES INC
State Registrations and Notice Filings
(1/25/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2014About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2014About the Series 9 examSimilar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Warren Hampton's CRS (Customer Relationship Summary).
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
