Matthew W. Hampton
Professional summary
Matthew Warren Hampton, who also goes by Matthew W Hampton, is a registered financial advisor currently at LYNCH & ASSOCIATES located in Newburgh, Indiana.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Warren Hampton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2017 - Present
LYNCH & ASSOCIATES
Office #1: 10644 Newburgh Rd Sr 662, Newburgh, IN 47630-8845March 23, 2010 - August 11, 2016
SCOTTRADE, INC.
September 8, 2008 - March 10, 2010
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
LYNCH & ASSOCIATES
CRD#: 108326 / SEC#: 801-47981
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/25/2017)
Exams
Current Firm
LYNCH & ASSOCIATES
CRD#: 108326 / SEC#: 801-47981
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,870 |
| AUM (Assets Under Management) | $ 741,541,787 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 01/02/2025 | ||
| 11/01/2023 | ||
| 01/05/2023 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
LYNCH & ASSOCIATES
CRD#: 108326Newburgh, IN 47630-8845TRUST BUT VERIFY
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