Dylan R. Curtis
Professional summary
Dylan R Curtis, who also goes by Dylan Ross Curtis, Dylan Curtis, is a registered financial professional currently at M. S. HOWELLS & CO. located in Scottsdale, Arizona.
Dylan is registered as a RR (Registered Representative) and started their career in finance in 2010. Dylan has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dylan R Curtis's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2026 - Present
M. S. HOWELLS & CO.
Office #1: 23350 N. Pima Rd., Scottsdale, AZ 85255November 28, 2023 - June 10, 2026
RELENTLESS RETURNS
October 11, 2017 - December 14, 2018
XP INVESTMENTS US, LLC
June 23, 2014 - August 4, 2017
ITAU BBA USA SECURITIES, INC.
January 30, 2014 - June 17, 2014
QUASAR DISTRIBUTORS, LLC
August 19, 2013 - December 12, 2013
BARCLAYS CAPITAL INC.
February 10, 2010 - August 27, 2013
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2026)
(1/21/2026)
Exams
Series 7TO
Date: 1/21/2026
General Securities Representative ExaminationSeries 55
Date: 4/6/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
M. S. HOWELLS & CO.
CRD#: 104100 / SEC#: , 8-52558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | |
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
