WA
William J. Alexander
TRANSCE3ND LLC
Dallas, TX 75252
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CRD#: 5553208
WA
Professional summary
William Joseph Alexander, who also goes by William Alexaner, is a registered financial advisor currently at TRANSCE3ND LLC located in Dallas, Texas.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Alexaner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALEXANDER FINANCIAL MANAGEMENT, LLC. I AM HALF-OWNER AND MEMBER OF THE LLC. WE ARE ENGAGED IN ANNUITY SALES AND USE THIS ENTITY FOR BOOKKEEPING PURPOSES FOR INVESTMENT ADVISORY INCOME. ENTITY IS ASSOCIATED WITH COVENANT RELIANCE PRODUCERS IN NASHVILLE AS OUR FMO. THE BUSINESS IS LOCATED AT: 801 STADIUM DRIVE, SUITE 101, ARLINGTON, TX 76011. TIME SPENT= 50 HOURS PER WEEK. 2. INSURANCE AGENT. LIFE, HEALTH & LONG TERM DISABILITY. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TIME SPENT = 10 HOURS/ MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view William Joseph Alexander's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2022 - Present
TRANSCE3ND LLC
Office #1: 17330 Preston Road Suite 200d, Dallas, TX 75252RIA
CRD#: 317745
Dallas, TX
Past
June 18, 2008 - December 31, 2023
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
ARLINGTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/3/2022)
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
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Company Information
TRANSCE3ND LLC
CRD#: 317745Dallas, TX 75252TRUST BUT VERIFY
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