Hannah J. Moore

GUIDING WEALTH MANAGEMENT

Richardson, TX 75080

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CRD#: 5553126

Professional summary

Hannah Joy Moore, CFP®, who also goes by Hannah Joy Westby, Hannah Westby, is a registered financial advisor currently at GUIDING WEALTH MANAGEMENT, LLC located in Richardson, Texas.

Hannah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Hannah has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hannah Joy Westby | Hannah Westby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MOORE MEDIA CONSULTING GROUP, LLC NON INVESTMENT RELATED, 1221 W. CAMPBELL RD #425 RICHARDSON, TX 75080, CONSULTING, OWNER, 01/08/2019, 20 HRS WEEK. MMCG DBA AMPLIFIED PLANNING OFFERS TRAINING TO OTHER FINANCIAL PLANNERS. MS. MOORE RECEIVES COMPENSATION FROM THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hannah Joy Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 20, 2015 - Present

GUIDING WEALTH MANAGEMENT, LLC

Office #1: 2007 N. Collins Blvd Ste 503, Richardson, TX 75080

RIA

CRD#: 175242

Richardson, TX

Past

February 14, 2012 - March 5, 2015

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

DALLAS, TX

Past

July 9, 2009 - March 5, 2015

CETERA WEALTH SERVICES, LLC

CRD#: 13572

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/8/2024)

IAR

Nevada
(1/18/2024)

IAR

Texas
(3/20/2015)

IAR

Vermont
(8/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/6/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2009

General Securities Representative Examination

Current Firm

GUIDING WEALTH MANAGEMENT, LLC

GUIDING WEALTH MANAGEMENT, LLC | GUIDING WEALTH, LLC

CRD#: 175242 / SEC#:

California

Registered Investment Advisory firm - (3/8/2024 Approved)

Nevada

Registered Investment Advisory firm - (1/12/2024 Approved)

New Jersey

Registered Investment Advisory firm - (12/24/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/2/2025 Terminated)

Rhode Island

Registered Investment Advisory firm - (9/25/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2015 Approved)

Vermont

Registered Investment Advisory firm - (8/8/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2007 N. Collins Blvd Ste 503, Richardson, TX 75080

Mailing Address

Phone number

(214) 810-3835

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	180
AUM (Assets Under Management)	$ 50,957,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hannah J. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hannah Joy Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDING WEALTH MANAGEMENT, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/6/2009

SIE

Date: 3/5/2015

Series 7

Date: 7/8/2009

Current Firm

GUIDING WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUIDING WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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