Noah J. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noah J Solomon was a registered financial professional .
Noah is a previously registered financial professional and started their career in finance in 2009. Noah had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2016 - April 11, 2019
GOLDIN CAPITAL LLC
February 10, 2016 - December 6, 2016
FDX CAPITAL LLC
January 20, 2015 - February 3, 2016
INTL FCSTONE CREDIT TRADING LLC
August 18, 2009 - January 15, 2015
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDIN CAPITAL LLC
CRD#: 168554 / SEC#: , 8-69316
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BHAVARAJU, KARTHIK VENKATA | CEO (NO CCO POST BDW FILING) | 6228899 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
