AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JH

John Patrick Howell

STONEPEAK SECURITIES
Houston, TX
·CRD# 5552807·17 years experience

Professional Summary

John Patrick Howell, who also goes by John Howell, is a registered financial advisor currently at STONEPEAK SECURITIES LLC located in Houston, Texas. John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Howell

Blog Corner

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
View profile
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Years of Experience

17 years in the financial services industry

Current & Past Employments

STONEPEAK SECURITIES LLC·CRD# 316392
BD
600 Travis Street 48th Floor, Houston, TX 77002
June 22, 2022 - Present
MCP SECURITIES, LLC·CRD# 152669
BD
Port Washington, NY
November 2, 2020 - September 6, 2022
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
Houston, TX
August 18, 2009 - July 27, 2011

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Current Firm

SS
STONEPEAK SECURITIES LLC

STONEPEAK SECURITIES LLC

CRD#: 316392 / SEC#: 8-70803
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

550 W. 34th St 48th Floor, New York, NY 10001

Mailing Address

550 W. 34th St 48th Floor, New York, NY 10001

Phone Number

(212) 907-5100

Established

Delaware since 08/13/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
STONEPEAK PARTNERS II LLCGENERAL PARTNER—
FORTINO, ANGELINAFINANCIAL AND OPERATIONS PRINCIPAL6869135
MLYNAR, STEVEN BRETTCHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, PRINCIPAL5200474
WALLACH, DOUGLASCEO, SUPERVISORY PRINCIPAL, EXECUTIVE REPRESENTATIVE6649513

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(7/6/2022)
RR
Texas
(7/5/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2020About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view John Patrick Howell's CRS (Customer Relationship Summary).

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#
JH
Follow John
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required