George D. Covington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Dow Covington was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1974. George had worked at 10 firms and has passed the Series 63, Series 5, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 1987 - April 5, 1988
AMERICAN PACIFIC SECURITIES CORPORATION
June 12, 1986 - May 5, 1987
THE CHICAGO CORPORATION
August 27, 1985 - May 9, 1986
FIRST COLUMBIA CORPORATION
January 31, 1980 - July 12, 1985
UBS FINANCIAL SERVICES INC.
March 29, 1979 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
October 13, 1977 - September 5, 1978
NEW SOUTH SECURITIES, INC.
May 17, 1977 - October 22, 1977
MF GLOBAL INC.
November 17, 1976 - May 29, 1977
SHEARSON HAYDEN STONE INC.
June 16, 1976 - November 17, 1976
SHEARSON HAYDEN STONE INC.
January 30, 1976 - September 9, 1976
MF GLOBAL INC.
August 1, 1974 - May 25, 1975
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/26/1981
Interest Rate Options ExaminationSeries 1
Date: 7/29/1974
Registered Representative ExaminationSeries 40
Date: 2/21/1978
Registered Principal ExaminationCurrent Firm
AMERICAN PACIFIC SECURITIES CORPORATION
CRD#: 5003 / SEC#: , 8-15465
Contact information
Documents
Red Flags
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