Kyle B. Mcandrew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Brian Mcandrew, who also goes by Kyle B Mcandrew, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2009. Kyle had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2017 - February 2, 2021
STONECASTLE SECURITIES, LLC
March 3, 2014 - August 10, 2015
REICH & TANG DISTRIBUTORS, INC.
June 8, 2011 - February 20, 2014
LPL FINANCIAL LLC
March 8, 2011 - June 9, 2011
RODMAN & RENSHAW, LLC
March 10, 2010 - June 25, 2010
WORDEN CAPITAL MANAGEMENT LLC
August 18, 2009 - October 26, 2009
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/4/2024
General Securities Representative ExaminationCurrent Firm
STONECASTLE SECURITIES, LLC
CRD#: 131211 / SEC#: , 8-66434
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONECASTLE PARTNERS, LLC | SOLE MEMBER | |
| HOLMEN, ROBERT CHRISTOPHER | PRESIDENT, CCO | 2919060 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
