Todd W. Eklund

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CRD#: 5552392

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd William Eklund was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 2008. Todd had worked at 4 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: CFA Society Madison. Investment-Related: No. Address: 915 E. High St., Charlottesville, VA 22902. Nature: Professional organization. Position: Member, Board of Directors; Member, Programming Committee. Start Date: June 2021. Approximate hours/month: 2-4. Approximate securities trading hours/month: 2-4. Duties: Responsible for coordinating relevant speakers and educational industry content locally and with neighboring societies. Volunteer position, no compensation. Three-year elected term ending July 2024.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 29, 2021 - February 15, 2023

KLAAS FINANCIAL ASSET ADVISORS, LLC.

RIA

CRD#: 121399

FITCHBURG, WI

Past

April 3, 2018 - April 26, 2018

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

New York, NY

Past

March 25, 2013 - July 7, 2017

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

IRVING, TX

Past

July 14, 2008 - August 10, 2010

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KLAAS FINANCIAL ASSET ADVISORS, LLC.

CRD#: 121399 / SEC#: 801-79516

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/10/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 7/11/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KLAAS FINANCIAL ASSET ADVISORS, LLC.

CRD#: 121399 / SEC#: 801-79516

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/10/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2014 Terminated)

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Contact information

Main Address

4707 Perry Ridge Lane, Loves Park, IL 61111

Mailing Address

Phone number

(815) 877-8440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/26/2025)

APPENDIX 1 - WRAP BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	2,539
AUM (Assets Under Management)	$ 632,130,957

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd W. Eklund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KLAAS FINANCIAL ASSET ADVISORS, LLC.

HIGHTOWER ADVISORS, LLC

UNITED CAPITAL FINANCIAL ADVISORS

PACIFIC SELECT DISTRIBUTORS, LLC

Primary Firm SEC Registration

KLAAS FINANCIAL ASSET ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 6

Date: 7/11/2008

Current Firm

KLAAS FINANCIAL ASSET ADVISORS, LLC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KLAAS FINANCIAL ASSET ADVISORS, LLC.

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