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Michael Brian Gilroy

CRD# 5552079·Registered 2009 - 2014
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Brian Gilroy was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2009 - 2014. Michael had worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

HOULIHAN LOKEY ADVISORS, LLC·CRD# 127835
BD
San Francisco, CA
August 12, 2010 - August 22, 2014
MATRIX CAPITAL GROUP, INC.·CRD# 33364
BD
San Francisco, CA
March 12, 2010 - August 10, 2010
H. ROARK & ASSOCIATES, INC.·CRD# 112898
BD
Reno, NV
February 17, 2010 - March 23, 2010
WAVELAND CAPITAL PARTNERS LLC·CRD# 40054
BD
San Francisco, CA
October 13, 2009 - January 7, 2010

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Current Firm

HL
HOULIHAN LOKEY ADVISORS, LLC

GCA ADVISORS, LLC | SILVER CREEK CAPITAL ADVISORS, LLC | SAVVIAN ADVISORS, LLC | PERSEUS ADVISORS, LLC | HOULIHAN LOKEY ADVISORS, LLC | GCA SAVVIAN ADVISORS, LLC

CRD#: 127835 / SEC#: 8-66065
BD
Terminated by SEC on 05/28/2024

Contact Information

Established

Delaware since 03/19/2003

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
GCA SAVVIAN, INC.PARENT COMPANY—
AARON, STEVEN ROSSCHIEF COMPLIANCE OFFICER1298072
BALDWIN, GEOFFREY DUFFCO-CEO1500281
CARTER, TODD JOHNCO-CEO—
LAMBROS, JOHN FORTUNEPRESIDENT2368612
TANIGUCHI, EDWARD NEALCHIEF FINANCIAL OFFICER4632869

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2009About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Oct 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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