Kendra L. Webster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kendra Leanne Webster was a registered financial professional .
Kendra is a previously registered financial professional and started their career in finance in 2011. Kendra had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2016 - October 18, 2019
GUGGENHEIM INVESTMENTS
April 29, 2016 - October 18, 2019
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
December 19, 2013 - January 12, 2016
MORGAN STANLEY
December 10, 2013 - January 12, 2016
MORGAN STANLEY
January 12, 2011 - April 18, 2013
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
GUGGENHEIM INVESTMENTS
CRD#: 105477 / SEC#: 801-8008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUGGENHEIM INVESTMENTS
CRD#: 105477 / SEC#: 801-8008
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 7,395,263,411 |
Red Flags
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