Steven Guzman
Professional summary
Steven Guzman, who also goes by Steve Guzman, is a registered financial advisor currently at GUZMAN WEALTH MANAGEMENT located in Austin, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Steven has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Guzman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2019 - Present
GUZMAN WEALTH MANAGEMENT
Office #1: 108 Wild Basin Rd S Suite 250, Austin, TX 78746January 23, 2014 - August 6, 2019
AMERITAS INVESTMENT COMPANY, LLC
November 9, 2012 - August 6, 2019
AMERITAS INVESTMENT COMPANY, LLC
May 27, 2010 - November 12, 2012
VOYA FINANCIAL ADVISORS, INC.
March 12, 2010 - March 30, 2010
M HOLDINGS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/1/2019)
Exams
Current Firm
GUZMAN WEALTH MANAGEMENT
CRD#: 304861 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 15,996,591 |
Red Flags
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