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William E Jorden

William E. Jorden

SCHWAB WEALTH ADVISORY
Phoenix, AZ 85016-1215
Some features on this profile are disabled
CRD#: 5551189
William E Jorden

Professional summary

William E Jorden, CFP®, who also goes by Will Jorden, William Emerson Jorden, William Jorden, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. William has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Will Jorden | William Emerson Jorden | William Jorden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William E Jorden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

March 7, 2017 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215
RIA
CRD#: 159035
Phoenix, AZ
Current

March 7, 2017 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215
RIA
BD
CRD#: 5393
Phoenix, AZ
Past

April 8, 2016 - March 1, 2017

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
SCOTTSDALE, AZ
Past

April 8, 2016 - March 1, 2017

OPPENHEIMER & CO. INC.

BD
CRD#: 249
SCOTTSDALE, AZ
Past

July 31, 2009 - March 9, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SCOTTSDALE, AZ
Past

July 31, 2009 - March 9, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SCOTTSDALE, AZ
Past

September 16, 2008 - August 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SCOTTSDALE, AZ
Past

August 13, 2008 - August 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/7/2017)
IAR
Arizona
(3/7/2017)
RR
California
(3/7/2017)
RR
Connecticut
(2/7/2024)
RR
Delaware
(3/7/2017)
RR
District of Columbia
(4/13/2017)
RR
Florida
(3/7/2017)
RR
Georgia
(3/7/2017)
RR
Idaho
(3/7/2017)
RR
Illinois
(3/7/2017)
RR
Indiana
(1/23/2024)
RR
Iowa
(3/7/2017)
RR
Kansas
(1/8/2025)
RR
Massachusetts
(4/13/2017)
RR
Nevada
(3/7/2017)
RR
New Mexico
(9/28/2023)
RR
New York
(3/7/2017)
RR
North Dakota
(6/20/2017)
RR
Ohio
(2/7/2024)
RR
Oklahoma
(3/7/2017)
RR
Oregon
(3/7/2017)
RR
Pennsylvania
(2/7/2024)
RR
Tennessee
(3/7/2017)
RR
Texas
(3/7/2017)
IAR
Texas
(1/3/2021)
RR
Utah
(3/7/2017)
RR
Washington
(3/7/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/22/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/8/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
9800 Schwab Way, Lone Tree, CO 80124
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Phoenix, AZ 85016-1215

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