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DV

David Volkmar

VALLEY FINANCIAL MANAGEMENT
New York, NY 10017
Some features on this profile are disabled
CRD#: 5551121
DV

Professional summary

David Volkmar, who also goes by David C Volkmar, David Christian Volkmar, is a registered financial advisor currently at VALLEY FINANCIAL MANAGEMENT, INC. located in New York, New York and VALLEY WEALTH MANAGERS, INC. located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. David has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David C Volkmar | David Christian Volkmar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Volkmar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2023 - Present

VALLEY FINANCIAL MANAGEMENT, INC.

Office #1: 350 Madison Avenue, New York, NY 10017Office #2: 350 Madison Ave., New York, NY 10017
RIA
BD
CRD#: 105387
New York, NY
Current

August 4, 2023 - Present

VALLEY WEALTH MANAGERS, INC.

Office #1: 350 Madison Avenue, New York, NY 10017
RIA
CRD#: 108879
New York, NY
Current

December 1, 2022 - Present

VALLEY FINANCIAL MANAGEMENT, INC.

Office #1: 350 Madison Avenue, New York, NY 10017Office #2: 350 Madison Ave. 4th Floor, Compliance Department, New York, NY 10017
RIA
BD
CRD#: 105387
New York, NY
Past

September 24, 2019 - July 8, 2021

FLAGSTAR ADVISORS

RIA
CRD#: 104233
NEW YORK, NY
Past

July 24, 2019 - July 8, 2021

FLAGSTAR ADVISORS

BD
CRD#: 104233
NEW YORK, NY
Past

September 12, 2017 - May 23, 2018

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY
Past

July 10, 2008 - November 9, 2009

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC

CRD#: 108879 / SEC#: 801-25461

RIA
Registered Investment Advisory firm - (10/11/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/16/2023)
IAR
New York
(6/16/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/12/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/10/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/9/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC

CRD#: 108879 / SEC#: 801-25461

RIA
Registered Investment Advisory firm - (10/11/1985 Approved)
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Contact information

Main Address
80 East Ridgewood Ave Suite 3, Paramus, NJ 07652
Mailing Address
Phone number
(888) 794-7940
Established
Firm type
Fiscal year end
# of Employees
54

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VWM FORM ADV PART 2A (3/28/2025)
VWM WRAP FEE PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,957
AUM (Assets Under Management)$ 2,317,257,859

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2024
Cover Page
Report
09/07/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VALLEY WEALTH MANAGERS, INC.

CRD#: 108879New York, NY 10017

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