KB
Kyle Braden
BLACKROCK INVESTMENTS
Dallas, TX 75240
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CRD#: 5551024
KB
Professional summary
Kyle Braden, who also goes by Kyle Braden, Kyle Joseph Braden, is a registered financial professional currently at BLACKROCK INVESTMENTS, LLC located in Dallas, Texas.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2008. Kyle has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kyle Braden | Kyle Joseph Braden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kyle Braden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2023 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 13455 Noel Road Suite 1150 , Dallas, TX 75240BD
CRD#: 38642
Dallas, TX
Past
November 24, 2020 - July 5, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
LAKE JACKSON, TX
Past
November 14, 2008 - October 30, 2020
TD AMERITRADE, INC.
BD
CRD#: 7870
Southlake, TX
Past
August 28, 2008 - October 17, 2008
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
IRVING, TX
Past
July 1, 2008 - October 17, 2008
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
IRVING, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/18/2025)
RR
Alaska(3/18/2025)
RR
Arizona(3/18/2025)
RR
Arkansas(3/18/2025)
RR
California(3/18/2025)
RR
Colorado(3/18/2025)
RR
Connecticut(3/18/2025)
RR
Delaware(3/18/2025)
RR
District of Columbia(3/18/2025)
RR
Florida(3/18/2025)
RR
Georgia(3/18/2025)
RR
Hawaii(3/18/2025)
RR
Idaho(3/18/2025)
RR
Illinois(3/18/2025)
RR
Indiana(3/18/2025)
RR
Iowa(3/18/2025)
RR
Kansas(3/18/2025)
RR
Kentucky(3/18/2025)
RR
Louisiana(3/18/2025)
RR
Maine(3/18/2025)
RR
Maryland(3/18/2025)
RR
Massachusetts(3/18/2025)
RR
Michigan(3/18/2025)
RR
Minnesota(3/18/2025)
RR
Mississippi(3/18/2025)
RR
Missouri(3/18/2025)
RR
Montana(3/18/2025)
RR
Nebraska(3/18/2025)
RR
Nevada(3/18/2025)
RR
New Hampshire(3/18/2025)
RR
New Jersey(3/18/2025)
RR
New Mexico(3/18/2025)
RR
New York(3/18/2024)
RR
North Carolina(3/18/2025)
RR
North Dakota(3/18/2025)
RR
Ohio(3/19/2025)
RR
Oklahoma(3/18/2025)
RR
Oregon(3/18/2025)
RR
Pennsylvania(3/18/2025)
RR
Puerto Rico(3/18/2025)
RR
Rhode Island(3/18/2025)
RR
South Carolina(3/18/2025)
RR
South Dakota(3/18/2025)
RR
Tennessee(3/18/2025)
RR
Texas(5/1/2023)
RR
Utah(3/18/2025)
RR
Vermont(3/18/2025)
RR
Virgin Islands(3/18/2025)
RR
Virginia(3/18/2025)
RR
Washington(3/18/2025)
RR
West Virginia(3/18/2025)
RR
Wisconsin(3/18/2025)
RR
Wyoming(3/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENTS, LLC
BFM ADVISORY, INC. | PROVIDENT ADVISORS, INC. | PROVIDENT ADVISERS, INC. | BLACKROCK INVESTMENTS, LLC | BLACKROCK INVESTMENTS, INC.
CRD#: 38642 / SEC#: , 8-48436
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
50 Hudson Yards, New York, NY 10001
Mailing Address
1 University Square Drive, Princeton, NJ 08540
Phone number
(609) 282-3046
Established
Delaware since 10/21/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 107105 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | MANAGER | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | CHIEF EXECUTIVE OFFICER AND MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | MANAGER | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| RZOMP, CYNTHIA SUEN-WAH | CHIEF OPERATING OFFICER | 5221316 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLACKROCK INVESTMENTS, LLC
CRD#: 38642Dallas, TX 75240TRUST BUT VERIFY
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