Ahmet Gucum

WAINWRIGHT INVESTMENT COUNSEL LLC

BOSTON, MA 02108

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CRD#: 5550843

Professional summary

Ahmet Gucum is a registered financial advisor currently at WAINWRIGHT INVESTMENT COUNSEL LLC located in Boston, Massachusetts and WFS, LLC located in Boston, Massachusetts.

Ahmet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Ahmet has worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. GUCUM IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF SENIOR RESEARCH ANALYST & VICE PRESIDENT. HE IS REGISTERED WITH WFS, LLC WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. THE MAJORITY OF HIS WORKING HOURS ARE SPENT ON WAINWRIGHT BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ahmet Gucum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2022 - Present

WAINWRIGHT INVESTMENT COUNSEL LLC

Office #1: One Boston Place 41st Floor, Boston, MA 02108

RIA

CRD#: 108711

BOSTON, MA

Current

January 27, 2014 - Present

WFS, LLC

Office #1: One Boston Place, Boston, MA 02108

CRD#: 116778

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAINWRIGHT INVESTMENT COUNSEL LLC

CRD#: 108711 / SEC#: 801-56485

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WAINWRIGHT INVESTMENT COUNSEL LLC

CRD#: 108711 / SEC#: 801-56485

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

One Boston Place 29th Floor, Boston, MA 02108

Mailing Address

Phone number

(617) 531-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAINWRIGHT INVESTMENT COUNSEL, LLC FORM ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 5,548,153,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ahmet Gucum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ahmet Gucum's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAINWRIGHT INVESTMENT COUNSEL LLC

WFS, LLC

Primary Firm SEC Registration

WAINWRIGHT INVESTMENT COUNSEL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2022

SIE

Date: 10/1/2018

Series 7

Date: 1/27/2014

FINRA

Current Firm

WAINWRIGHT INVESTMENT COUNSEL LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAINWRIGHT INVESTMENT COUNSEL LLC

TRUST BUT VERIFY

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