Luke T. Johnson

BOREAL ADVISORS LLC

New Brighton, MN 55112

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CRD#: 5550751

Professional summary

Luke Thomas Johnson, CFP® is a registered financial advisor currently at BOREAL ADVISORS LLC located in New Brighton, Minnesota.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Luke has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - Independent Insurance Agent, New Brighton, MN, Investment Related and Less than 5 Hours/Month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Thomas Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

January 30, 2019 - Present

BOREAL ADVISORS LLC

Office #1: 929 Old Highway 8 Nw Suite 500, New Brighton, MN 55112

RIA

CRD#: 299618

New Brighton, MN

Past

February 2, 2017 - March 7, 2019

BALLAST ADVISORS, LLC

RIA

CRD#: 285991

Arden Hills, MN

Past

December 10, 2013 - February 7, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ARDEN HILLS, MN

Past

August 7, 2008 - December 31, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ARDEN HILLS, MN

Past

July 10, 2008 - February 7, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ARDEN HILLS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/30/2019)

IAR

Texas
(12/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/16/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2008

General Securities Representative Examination

Current Firm

BOREAL ADVISORS LLC

BOREAL ADVISORS LLC | BOREAL ADVISORS, LLC

CRD#: 299618 / SEC#:

Minnesota

Registered Investment Advisory firm - (1/30/2019 Approved)

Texas

Registered Investment Advisory firm - (11/24/2020 Conditional Restricted)

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Contact information

Main Address

929 Old Highway 8 Nw Suite 500, New Brighton, MN 55112

Mailing Address

Phone number

(651) 432-4045

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	228
AUM (Assets Under Management)	$ 49,026,440

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luke T. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Thomas Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOREAL ADVISORS LLC

BALLAST ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/16/2008

SIE

Date: 2/7/2017

Series 7

Date: 7/9/2008

Current Firm

BOREAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOREAL ADVISORS LLC

TRUST BUT VERIFY

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