Nicholas A. Pizzurro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Alfred Pizzurro was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2008. Nicholas had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - December 7, 2020
OLIVETREE FINANCIAL, LLC
July 18, 2011 - August 24, 2018
J.P. MORGAN SECURITIES LLC
July 10, 2008 - January 15, 2010
PACIFIC CORNERSTONE CAPITAL INCORPORATED
State Registrations and Notice Filings
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Exams
Series 55
Date: 11/22/2011
Limited Representative-Equity Trader ExamCurrent Firm
OLIVETREE FINANCIAL, LLC
CRD#: 154026 / SEC#: , 8-68603
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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