HM
Hovik J. Mavyan
THRIVENT INVESTMENT MANAGEMENT
Glendale, CA 91203
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CRD#: 5550128
HM
Professional summary
Hovik John Mavyan is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Glendale, California.
Hovik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Hovik has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
3200 RIVERSIDE DR HOA POSITION: President NATURE: I have been asked to be HOA president since existing president is selling his unit. I and two other board members would be responsible for a variety of decision making as well as allocation of reserve and operating funds. The vast majority of the day to day activities are overseen by a professional management company. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 3200 W Riverside Dr, Burbank CA 91505, United States DESCRIPTION: Meet quarterly and review new and old business along with address tenant concerns. The building has hired a professional management company that oversees the day to day operations.
CRS (Client Relationship Summary) - RIA
Click below to view Hovik John Mavyan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Hovik John Mavyan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2017 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 505 North Brand Blvd, Glendale, CA 91203Office #2: 50 California Street, San Francisco, CA 94111RIA
BD
CRD#: 18387
Glendale, CA
Current
May 12, 2017 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 505 North Brand Blvd, Glendale, CA 91203Office #2: 50 California Street, San Francisco, CA 94111RIA
BD
CRD#: 18387
Glendale, CA
Past
January 9, 2012 - May 4, 2017
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BURBANK, CA
Past
January 3, 2012 - May 4, 2017
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BURBANK, CA
Past
March 11, 2011 - November 28, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PASADENA, CA
Past
March 11, 2011 - November 28, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PASADENA, CA
Past
October 9, 2008 - December 10, 2010
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
LA CRESCENTA, CA
Past
September 1, 2008 - December 10, 2010
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
LA CRESCENTA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/19/2021)
IAR
California(5/9/2017)
RR
California(5/12/2017)
RR
Delaware(6/4/2020)
RR
Florida(3/13/2018)
RR
Idaho(4/26/2022)
RR
Michigan(3/17/2021)
RR
Minnesota(4/1/2020)
RR
Montana(6/4/2021)
RR
North Carolina(6/3/2020)
RR
Oregon(6/4/2020)
RR
South Carolina(6/3/2020)
RR
Tennessee(6/3/2020)
IAR
Texas(11/29/2018)
RR
Texas(1/11/2019)
RR
Washington(9/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
