Shawn G. Hanquist

PLAN GROUP FINANCIAL

Grand Island, NE 68801

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CRD#: 5549853

Professional summary

Shawn Gerald Hanquist, CFP® is a registered financial advisor currently at PLAN GROUP FINANCIAL, INC. located in Grand Island, Nebraska.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Shawn has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**Fit Wealth Advisors DBA Position: Financial Advisor Nature: Insurance sales Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 10/01/2018 Address: 1004 N Diers Ave Suite 130, Grand Island NE 68803

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Gerald Hanquist's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

June 14, 2023 - Present

PLAN GROUP FINANCIAL, INC.

Office #1: 214 N. Locust St. Ste 8, Grand Island, NE 68801

RIA

CRD#: 116508

Grand Island, NE

Past

January 15, 2020 - June 30, 2023

WEALTHPLAN PARTNERS

RIA

CRD#: 305026

Grand Island, NE

Past

October 3, 2018 - July 10, 2020

WEALTHPLAN PARTNERS

RIA

CRD#: 158935

Grand Island, NE

Past

September 28, 2018 - December 23, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

GRAND ISLAND, NE

Past

May 29, 2014 - October 2, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HASTINGS, NE

Past

May 28, 2014 - October 2, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HASTINGS, NE

Past

January 21, 2014 - May 28, 2014

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

GRAND ISLAND, NE

Past

October 26, 2012 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

GRAND ISLAND, NE

Past

September 7, 2011 - May 28, 2014

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

GRAND ISLAND, NE

Past

October 9, 2008 - January 19, 2010

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

GRAND ISLAND, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/14/2023)

IAR

Colorado
(6/14/2023)

IAR

Florida
(6/30/2023)

IAR

Illinois
(6/14/2023)

IAR

Missouri
(6/14/2023)

IAR

Nebraska
(7/11/2023)

IAR

Oklahoma
(6/14/2023)

IAR

Texas
(6/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/1/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

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Contact information

Main Address

101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114

Mailing Address

Phone number

(405) 848-1099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,693
AUM (Assets Under Management)	$ 541,410,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn G. Hanquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Gerald Hanquist's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHPLAN PARTNERS

WEALTHPLAN PARTNERS

SECURITIES AMERICA, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

FARMERS FINANCIAL SOLUTIONS, LLC

Primary Firm SEC Registration

PLAN GROUP FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2012

Series 63

Date: 10/20/2008

Series 7TO

Date: 1/1/2024

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2011

Series 6

Date: 10/8/2008

Current Firm

PLAN GROUP FINANCIAL, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAN GROUP FINANCIAL, INC.

TRUST BUT VERIFY

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