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Sean Mccormack

CORNBELT FINANCIAL
Brooklyn, NY
·CRD# 5549846·16 years experience

Professional Summary

Sean Mccormack, who also goes by Sean M Mccormack, is a registered financial advisor currently at CORNBELT FINANCIAL, LLC located in Brooklyn, New York. Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Sean has worked at 2 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sean M Mccormack

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

CORNBELT FINANCIAL, LLC·CRD# 299617
RIA
Brooklyn, NY
January 31, 2024 - Present
CORNBELT FINANCIAL, LLC·CRD# 299617
RIA
Denver, CO
March 2, 2022 - December 31, 2023
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
September 21, 2010 - April 30, 2012

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Current Firm

CF
CORNBELT FINANCIAL, LLC

CORNBELT FINANCIAL, LLC

CRD#: 299617
Colorado
Registered Investment Advisory firm - Colorado (12/7/2018 Approved)
Iowa
Registered Investment Advisory firm - Iowa (12/31/2023 Failure to Renew)
New York
Registered Investment Advisory firm - New York (12/31/2023 Failure to Renew)

Contact Information

Main Address

44 Cook Street Suite 100, Denver, CO 80206

Phone Number

(303) 242-8821

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

20

AUM (Assets Under Management)

$1,760,066

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Data analytics for SHFuse, Inc.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2010About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2010

Series 7 — General Securities Representative Examination

Passed Sep 2010About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Sean Mccormack's CRS (Customer Relationship Summary).

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