Sean Mccormack
Professional summary
Sean Mccormack, who also goes by Sean M Mccormack, is a registered financial advisor currently at CORNBELT FINANCIAL, LLC located in Brooklyn, New York.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Sean has worked at 2 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Mccormack's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2024 - Present
CORNBELT FINANCIAL, LLC
March 2, 2022 - December 31, 2023
CORNBELT FINANCIAL, LLC
September 21, 2010 - April 30, 2012
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2024)
Exams
Series 55
Date: 12/15/2010
Limited Representative-Equity Trader ExamCurrent Firm
CORNBELT FINANCIAL, LLC
CRD#: 299617 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 1,760,066 |
Red Flags
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