Scott A. Preston
EVERGREEN PRIVATE WEALTH
Greenwood Village, CO 80111
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CRD#: 5549500
Professional summary
Scott Anthony Preston, CFP®, who also goes by Scott Anthony Preston Mr., Scott Preston, is a registered financial advisor currently at EVERGREEN PRIVATE WEALTH located in Greenwood Village, Colorado.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Scott has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Anthony Preston Mr. | Scott Preston
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Team SOHO MTB Coach; MTB Head Coach; Not Investment Related; 2002 Soldier Hollow Lane Midway ut 84049; Scott Preston coaches SOHO Junior Development Team, leading training and camps; coordinates with strength trainers and ski coaches to create a well-rounded plan, ensuring athletes develop both on and off the bike. In addition to leading training rides, Scott oversees and assists with the team's three training camps and races; Start date: 2025-01-13; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Gerrit Garberich; Website address for the organization: https://www.teamsoho.org/trainelite-747728.html. 2) Utah NICA League; Board Member region 5 coach representative; Not Investment Related; 758 South Auto Mall Drive American Fork Utah 84003; Volunteer, unpaid position on a committee that serves as a liaison between high school coaches across the state of Utah and the NICA League; gathering and providing feedback from coaches to improve race experiences, suggesting changes to race planning and logistics, and contributing to the overall development of the league; Start date with business: 2025-01-24; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Dallin Atack; Website address for the organization: https://www.utahmtb.org/about#board. 3)Wasatch High School; Head Coach; Not Investment Related; 930 500 E Heber City Utah 84032; Volunteer Coach for the Wasatch High School Mountain Bike Team; Create training plans, coordinate activities, and foster a positive environment; Start date with business: 2022-11-19; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Melanie Lake; Website address for the organization: https://www.wasatchmtb.org/.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Anthony Preston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 17, 2023 - Present
EVERGREEN PRIVATE WEALTH
Office #1: 7400 E Orchard Rd Ste 2500n, Greenwood Village, CO 80111RIA
CRD#: 324777
Greenwood Village, CO
Past
August 5, 2019 - July 5, 2023
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Greenwood Village, CO
Past
August 5, 2019 - August 27, 2020
IFP SECURITIES, LLC
BD
CRD#: 297287
Greenwood Village, CO
Past
June 30, 2016 - August 5, 2019
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Denver, CO
Past
June 30, 2016 - August 29, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
DENVER, CO
Past
February 3, 2010 - July 22, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
DENVER, CO
Past
August 4, 2008 - July 8, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
EVERGREEN PRIVATE WEALTH
EVERGREEN PRIVATE WEALTH | EVERGREEN PRIVATE WEALTH LLC
CRD#: 324777 / SEC#: 801-127283
RIA
Registered Investment Advisory firm - (2/17/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/2/2024)
IAR
Colorado(2/17/2023)
IAR
Texas(8/8/2023)
IAR
Utah(8/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EP
EVERGREEN PRIVATE WEALTH
EVERGREEN PRIVATE WEALTH | EVERGREEN PRIVATE WEALTH LLC
CRD#: 324777 / SEC#: 801-127283
RIA
Registered Investment Advisory firm - (2/17/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7400 E Orchard Rd Ste 2500n, Greenwood Village, CO 80111
Mailing Address
Phone number
(720) 617-2885
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 547 |
| AUM (Assets Under Management) | $ 221,007,183 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
