BP
Benjamin J. Pitts
CYPRESS FINANCIAL PLANNING
BROOMFIELD, CO
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CRD#: 5549495
BP
Professional summary
Benjamin Jared Pitts, who also goes by Benjamin Pitts, is a registered financial advisor currently at CYPRESS FINANCIAL PLANNING located in Broomfield, Colorado.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Benjamin has worked at 3 firms and has passed the Series 66, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin Pitts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OBA: VALOR TECHNICAL CLEANING CENTENNIAL, CO; ADDRESS OF OBA: BROOMFIELD, CO 80023; NATURE: BIOHAZARD TECHNICAL CLEANING SERVICES; INVESTMENT RELATED: NO; TITLE WITH OBA: CEO; DUTIES: AS CEO, RUNS ALL FACETS OF THE DAY-TO-DAY BUSINESS; START DATE: 07/2023; APPROX. NUMBER OF HOURS/MONTH: 160; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 120
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Jared Pitts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2023 - Present
CYPRESS FINANCIAL PLANNING
RIA
CRD#: 151014
BROOMFIELD, CO
Past
July 24, 2017 - October 31, 2019
MYFINANCIALANSWERS
RIA
CRD#: 286461
CHERRY HILL, NJ
Past
June 4, 2012 - April 13, 2022
CYPRESS FINANCIAL PLANNING
RIA
CRD#: 151014
HADDON HEIGHTS, NJ
Past
October 27, 2009 - May 11, 2012
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CYPRESS FINANCIAL PLANNING
CYPRESS FINANCIAL PLANNING | CYPRESS FINANCIAL PLANNING, LLC
CRD#: 151014 / SEC#: 801-112700
RIA
Registered Investment Advisory firm - (3/26/2018 Approved)Delaware
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (4/6/2018 Terminated)New Jersey
Registered Investment Advisory firm - (4/12/2018 Terminated)New York
Registered Investment Advisory firm - (3/28/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/29/2018 Terminated)Virginia
Registered Investment Advisory firm - (3/28/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(9/8/2023)
IAR
New Jersey(10/2/2023)
IAR
Texas(10/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CYPRESS FINANCIAL PLANNING
CYPRESS FINANCIAL PLANNING | CYPRESS FINANCIAL PLANNING, LLC
CRD#: 151014 / SEC#: 801-112700
RIA
Registered Investment Advisory firm - (3/26/2018 Approved)Delaware
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (4/6/2018 Terminated)New Jersey
Registered Investment Advisory firm - (4/12/2018 Terminated)New York
Registered Investment Advisory firm - (3/28/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/29/2018 Terminated)Virginia
Registered Investment Advisory firm - (3/28/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 White Horse Pike, Haddon Heights, NJ 08035
Mailing Address
Phone number
(856) 720-0029
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,509 |
| AUM (Assets Under Management) | $ 394,972,037 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
