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AM

April D. Mccullough

ROCKY MOUNTAIN ADVISERS
Salina, KS 67401
Some features on this profile are disabled
CRD#: 5549386
AM

Professional summary

April Dawn Mccullough, who also goes by April Dawn Berg, is a registered financial advisor currently at ROCKY MOUNTAIN ADVISERS, LLC located in Salina, Kansas.

April is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. April has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

April Dawn Berg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSPECTION SERVICES LLC DBA HOUSEMASTER NOT INVESTMENT RELATED 1925 ROACH STREET, SALINA, KS 67401 COMMERCIAL AND RESIDENTIAL PROPERTY INSPECTION CO-OWNER/MANAGING MEMBER SINCE 07/01/2013 HOURS PER MONTH: 5-10 DURING SECURITIES TRADING HOURS: 0 DUTIES: BOOKKEEPING AND ADVERTISING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view April Dawn Mccullough's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2015 - Present

ROCKY MOUNTAIN ADVISERS, LLC

Office #1: 2121 E. Crawford Place, Salina, KS 67401
RIA
CRD#: 148479
Salina, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RM
ROCKY MOUNTAIN ADVISERS, LLC
ROCKY MOUNTAIN ADVISERS, LLC | SRH ADVISORS, LLC

CRD#: 148479 / SEC#: 801-70202

RIA
Registered Investment Advisory firm - (6/3/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(2/25/2015)
IAR
Texas
(2/21/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/9/2014
Uniform Investment Adviser Law Examination

Current Firm

RM
ROCKY MOUNTAIN ADVISERS, LLC
ROCKY MOUNTAIN ADVISERS, LLC | SRH ADVISORS, LLC

CRD#: 148479 / SEC#: 801-70202

RIA
Registered Investment Advisory firm - (6/3/2009 Approved)
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Contact information

Main Address
2121 E. Crawford Place, Salina, KS 67401
Mailing Address
Phone number
(785) 823-3097
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SRH ADV BROCHURE 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts419
AUM (Assets Under Management)$ 2,961,115,724

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROCKY MOUNTAIN ADVISERS, LLC

CRD#: 148479Salina, KS 67401

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