TA
Timothy L. Ayles
NAPA WEALTH MANAGEMENT
NAPA, CA 94559
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CRD#: 5549384
TA
Professional summary
Timothy Lee Ayles is a registered financial advisor currently at NAPA WEALTH MANAGEMENT located in Napa, California.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Timothy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SITKA TRUCKING, INC.; NON-INVESTMENT RELATED; MR. AYLES SPENDS APPROX. 5% OF HIS TIME AND ZERO DURING MARKET HOURS. FEDEX INDEPENDENT CONTRACTOR; START DATE 11/2001 THE APPROX. NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 5 HRS/MO THE NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING
SECURITIES TRADING HOURS: 0;
(2) SEEKING ALPHA.COM; INVESTMENT RELATED; WRITING ARTICLES FOR WEBSITE; APPROX. 1% OF HIS TIME;
(3) LICENSED MORTGAGE BROKER: NOT MARKETING OR HOLDING HIMSELF OUT AS A MORTGAGE BROKER
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Lee Ayles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2011 - Present
NAPA WEALTH MANAGEMENT
Office #1: 1836 Second Street, Napa, CA 94559RIA
CRD#: 137724
NAPA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NAPA WEALTH MANAGEMENT
MCCUEN INVESTMENT GROUP, INCORPORATED | NAPA WEALTH MANAGEMENT, INCORPORATED | NAPA WEALTH MANAGEMENT
CRD#: 137724 / SEC#: 801-106825
RIA
Registered Investment Advisory firm - (10/30/2015 Approved)California
Registered Investment Advisory firm - (12/2/2015 Terminated)Texas
Registered Investment Advisory firm - (11/2/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/11/2011)
IAR
Texas(5/30/2013)
Current Firm
NW
NAPA WEALTH MANAGEMENT
MCCUEN INVESTMENT GROUP, INCORPORATED | NAPA WEALTH MANAGEMENT, INCORPORATED | NAPA WEALTH MANAGEMENT
CRD#: 137724 / SEC#: 801-106825
RIA
Registered Investment Advisory firm - (10/30/2015 Approved)California
Registered Investment Advisory firm - (12/2/2015 Terminated)Texas
Registered Investment Advisory firm - (11/2/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1836 Second Street, Napa, CA 94559-2328
Mailing Address
Phone number
(707) 252-1343
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 571 |
| AUM (Assets Under Management) | $ 266,737,896 |
Red Flags
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Company Information
NAPA WEALTH MANAGEMENT
CRD#: 137724Napa, CA 94559TRUST BUT VERIFY
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