Andrew S. Suen
Professional summary
Andrew Sing Suen, who also goes by Andrew Sinh Suen, is a registered financial professional currently at FRONTIER SOLUTIONS, LLC located in Corona Del Mar, California.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Sing Suen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2021 - Present
FRONTIER SOLUTIONS, LLC
Office #1: 2101 E. Coast Hwy Suite 200, Corona Del Mar, CA 92625July 22, 2014 - September 14, 2021
HEXAGON CAPITAL ALLIANCE LLC
January 5, 2010 - May 13, 2014
MESIROW FINANCIAL, INC.
July 9, 2008 - October 3, 2008
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2021)
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FRONTIER SOLUTIONS, LLC
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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