AP
Andrew J. Peters
OAKBOURNE ADVISORS
BERKELEY HEIGHTS, NJ 07922
Some features on this profile are disabled
CRD#: 5548991
AP
Professional summary
Andrew Jameson Peters, who also goes by Andrew Jameson Peters, is a registered financial advisor currently at OAKBOURNE ADVISORS located in Berkeley Heights, New Jersey.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Jameson Peters
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Invyzia Solutions, LLC; Non-Investment Related; Westfield, New Jersey; Invyzia Solutions, LLC operates a website invyzia.com. The purpose of invyzia.com is to help financial advisors produce simple investment proposal reports; Owner; 01/2022; 4 hours; I am responsible for maintaining the website, and ensuring the features are working properly
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Jameson Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2013 - Present
OAKBOURNE ADVISORS
Office #1: 200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922RIA
CRD#: 129112
BERKELEY HEIGHTS, NJ
Past
October 14, 2013 - June 11, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Hackettstown, NJ
Past
October 18, 2011 - August 26, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEWARK, DE
Past
May 27, 2009 - June 6, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
WEST CHESTER, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OAKBOURNE ADVISORS
NORTHSTAR ASSET MANAGEMENT LLC | OAKBOURNE ADVISORS
CRD#: 129112 / SEC#: 801-121388
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/18/2021 Terminated)Delaware
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (6/18/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2021 Terminated)New York
Registered Investment Advisory firm - (6/18/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/18/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OA
OAKBOURNE ADVISORS
NORTHSTAR ASSET MANAGEMENT LLC | OAKBOURNE ADVISORS
CRD#: 129112 / SEC#: 801-121388
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/18/2021 Terminated)Delaware
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (6/18/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2021 Terminated)New York
Registered Investment Advisory firm - (6/18/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/18/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922
Mailing Address
Phone number
(908) 850-9991
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,013 |
| AUM (Assets Under Management) | $ 283,595,331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
