Patrick J. Duda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick James Duda, CFA, who also goes by Patch Duda, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2010. Patrick had worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2015 - July 23, 2019
NISA INVESTMENT ADVISORS, LLC
November 1, 2010 - August 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2010 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
Primary Firm SEC Registration
NISA INVESTMENT ADVISORS, LLC
CRD#: 107313 / SEC#: 801-45153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NISA INVESTMENT ADVISORS, LLC
CRD#: 107313 / SEC#: 801-45153
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 315,286,272,054 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
