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Eric Eugene Niergarth

Eric E. Niergarth

RETIREMENT ROADMAP FINANCIAL PLANNING
SAN DIEGO, CA
Some features on this profile are disabled
CRD#: 5548793
Eric Eugene Niergarth
Eric Eugene NiergarthRETIREMENT ROADMAP FINANCIAL PLANNING

Professional summary

Eric Eugene Niergarth, CFP® is a registered financial advisor currently at RETIREMENT ROADMAP FINANCIAL PLANNING located in San Diego, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Eric has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary
Serves: Pre-Retirees
Serves: Retirees
Serves: Business Owners & Entrepreneurs

Services Offered

Financial Planning
Risk Management & Insurance
Retirement Planning
Cashflow & Budgeting
Tax Planning
Investment Management
Social Security & Medicare Planning
Estate & Legacy Planning
Business Services
Education Funding

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Eric Niergarth is a Financial Planner for Delegated Planning, LLC. This activity accounts for approximately 120 hours of his time per year. Eric Niergarth also owns and provides financial planner services for Plug-In Financial Planning. He contracts with other Financial Advisory Firms that are looking for assistance in their Financial Plan creation. The activities would be limited to providing administrative support to registered investment advisers to assist in the preparation of financial plans that the adviser then delivers to their clients. Eric Niegarth would not be preparing or delivering any investment advice or engaging with any of the clients of the registered investment advisers that he would support through this business. Eric Niegarth has not yet engaged in any business activities at all through Plug-in Financial Planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Eugene Niergarth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

November 4, 2022 - Present

RETIREMENT ROADMAP FINANCIAL PLANNING

RIA
CRD#: 323469
SAN DIEGO, CA
Past

July 20, 2022 - May 18, 2023

ORIGIN INVESTMENT ADVISORY LLC

RIA
CRD#: 305353
San Diego, CA
Past

April 14, 2020 - May 2, 2022

ILLUMINATION WEALTH MANAGEMENT

RIA
CRD#: 149576
SAN DIEGO, CA
Past

August 2, 2019 - April 6, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
CORONADO, CA
Past

December 23, 2013 - December 10, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
SAN DIEGO, CA
Past

December 23, 2013 - July 15, 2019

TD AMERITRADE, INC.

RIA
CRD#: 7870
SAN DIEGO, CA
Past

October 22, 2010 - July 15, 2019

TD AMERITRADE, INC.

BD
CRD#: 7870
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/4/2022)
IAR
Texas
(3/4/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/19/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/2010
General Securities Representative Examination

Current Firm

RETIREMENT ROADMAP FINANCIAL PLANNING
RETIREMENT ROADMAP FINANCIAL PLANNING
RETIREMENT ROADMAP FINANCIAL PLANNING | RETIREMENT ROADMAP FINANCIAL PLANNING, LLC

CRD#: 323469 / SEC#:

California
Registered Investment Advisory firm - (11/4/2022 Approved)
Texas
Registered Investment Advisory firm - (2/28/2025 Conditional Restricted)
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Contact information

Main Address
San Diego, CA
Mailing Address
Phone number
(619) 800-2005
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts99
AUM (Assets Under Management)$ 65,006,150

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIREMENT ROADMAP FINANCIAL PLANNING

RETIREMENT ROADMAP FINANCIAL PLANNING

CRD#: 323469San Diego, CA

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