Eric E. Niergarth

RETIREMENT ROADMAP FINANCIAL PLANNING

San Diego, CA

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CRD#: 5548793

Professional summary

Eric Eugene Niergarth, CFP® is a registered financial advisor currently at RETIREMENT ROADMAP FINANCIAL PLANNING located in San Diego, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Eric has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Debt Management

Insurance Planning

Comprehensive Financial Planni...

Retirement Planning

Life Transitions

Budgeting

Tax Planning

Investment Planning

Social Security Planning

Estate Planning

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Baby Boomers

Business Owners

Cash Flow/Budgets/Credit Issue...

Charitable Giving

College/Education Planning

Entrepreneurs

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Eric Niergarth is a Financial Planner for Delegated Planning, LLC. This activity accounts for approximately 120 hours of his time per year. Eric Niergarth also owns and provides financial planner services for Plug-In Financial Planning. He contracts with other Financial Advisory Firms that are looking for assistance in their Financial Plan creation. The activities would be limited to providing administrative support to registered investment advisers to assist in the preparation of financial plans that the adviser then delivers to their clients. Eric Niegarth would not be preparing or delivering any investment advice or engaging with any of the clients of the registered investment advisers that he would support through this business. Eric Niegarth has not yet engaged in any business activities at all through Plug-in Financial Planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Eugene Niergarth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

November 4, 2022 - Present

RETIREMENT ROADMAP FINANCIAL PLANNING

RIA

CRD#: 323469

San Diego, CA

Past

July 20, 2022 - May 18, 2023

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

San Diego, CA

Past

April 14, 2020 - May 2, 2022

ILLUMINATION WEALTH MANAGEMENT

RIA

CRD#: 149576

SAN DIEGO, CA

Past

August 2, 2019 - April 6, 2020

LPL FINANCIAL LLC

CRD#: 6413

CORONADO, CA

Past

December 23, 2013 - December 10, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

SAN DIEGO, CA

Past

December 23, 2013 - July 15, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

SAN DIEGO, CA

Past

October 22, 2010 - July 15, 2019

TD AMERITRADE, INC.

CRD#: 7870

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/4/2022)

IAR

Texas
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/18/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2010

General Securities Representative Examination

Current Firm

RETIREMENT ROADMAP FINANCIAL PLANNING

RETIREMENT ROADMAP FINANCIAL PLANNING | RETIREMENT ROADMAP FINANCIAL PLANNING, LLC

CRD#: 323469 / SEC#:

California

Registered Investment Advisory firm - (11/4/2022 Approved)

Texas

Registered Investment Advisory firm - (2/28/2025 Conditional Restricted)

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Contact information

Main Address

San Diego, CA

Mailing Address

Phone number

(619) 800-2005

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 36,765,964

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Eric E. Niergarth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Eugene Niergarth's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORIGIN INVESTMENT ADVISORY LLC

ILLUMINATION WEALTH MANAGEMENT

LPL FINANCIAL LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2013

Series 63

Date: 11/18/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/21/2010

Current Firm

RETIREMENT ROADMAP FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT ROADMAP FINANCIAL PLANNING

TRUST BUT VERIFY

Contact information

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