Olivia K. Grossman

ADVICEONE ADVISORY SERVICES

Glastonbury, CT 06033

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CRD#: 5548510

Professional summary

Olivia Kathryn Grossman, CFP®, who also goes by Olivia K Grossman, is a registered financial advisor currently at ADVICEONE ADVISORY SERVICES, LLC located in Glastonbury, Connecticut.

Olivia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Olivia has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Olivia K Grossman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olivia Kathryn Grossman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 12, 2024 - Present

ADVICEONE ADVISORY SERVICES, LLC

Office #1: 100 Western Boulevard, Glastonbury, CT 06033

RIA

CRD#: 111614

Glastonbury, CT

Past

April 24, 2019 - January 24, 2024

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

December 7, 2018 - January 24, 2024

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

December 13, 2012 - July 31, 2018

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

GLASTONBURY, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVICEONE ADVISORY SERVICES, LLC

CRD#: 111614 / SEC#: 801-62125

RIA

Registered Investment Advisory firm - (6/10/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/10/2003 Terminated)

Florida

Registered Investment Advisory firm - (6/16/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/16/2003 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/2/2020

General Securities Principal Examination

Current Firm

ADVICEONE ADVISORY SERVICES, LLC

CRD#: 111614 / SEC#: 801-62125

RIA

Registered Investment Advisory firm - (6/10/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/10/2003 Terminated)

Florida

Registered Investment Advisory firm - (6/16/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/16/2003 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2002 Terminated)

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Contact information

Main Address

100 Western Boulevard, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 659-4900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVICEONE FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	4,511
AUM (Assets Under Management)	$ 1,662,203,424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Olivia K. Grossman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olivia Kathryn Grossman's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

ADVICEONE ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/2013

SIE

Date: 7/31/2018

Series 7

Date: 12/12/2012

Series 24

Date: 11/2/2020

Current Firm

ADVICEONE ADVISORY SERVICES, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVICEONE ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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