Sean P. Hanson
NORTHROCK PARTNERS | Financial Advisor
San Fransico, CA 94111
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CRD#: 5548506
Professional summary
Sean Patrick Hanson, CFP® is a registered financial advisor currently at NORTHROCK PARTNERS, LLC located in San Fransico, California.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Sean has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Debt Management
Retirement Income Management
Socially Responsible Investing
Retirement Planning
Investment Planning
Tax Planning
Social Security Planning
Education Planning
Insurance Planning
Long-term Care
Estate Planning
Life Transitions
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Hanson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
October 27, 2023 - Present
NORTHROCK PARTNERS, LLC
Office #1: 432 Clay Street, San Fransico, CA 94111RIA
CRD#: 167908
San Fransico, CA
Past
July 15, 2013 - November 1, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SAN RAFAEL, CA
Past
July 15, 2013 - November 1, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SAN RAFAEL, CA
Past
July 13, 2009 - July 9, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
MUNCIE, IN
Past
May 1, 2009 - July 9, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MUNCIE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHROCK PARTNERS, LLC
3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT
CRD#: 167908 / SEC#: 801-78194
RIA
Registered Investment Advisory firm - (6/13/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/27/2023)
IAR
Texas(10/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NORTHROCK PARTNERS, LLC
3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT
CRD#: 167908 / SEC#: 801-78194
RIA
Registered Investment Advisory firm - (6/13/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 South Sixth Street Suite 1400, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 367-8800
Established
Firm type
Fiscal year end
# of Employees
161
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,834 |
| AUM (Assets Under Management) | $ 6,596,242,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/05/2024 | ||
| 01/29/2024 |
Red Flags
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Company Information
NORTHROCK PARTNERS, LLC
Financial AdvisorCRD#: 167908San Fransico, CA 94111TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
