Jeffrey A. Grimes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Alan Grimes, CFP®, who also goes by Jeff Grimes, Jeffrey A Grimes, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2008. Jeffrey had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
May 15, 2023 - July 1, 2024
11 FINANCIAL
September 15, 2022 - March 18, 2024
PARAKALEO PLANNING
March 14, 2022 - March 31, 2022
TRUTHPOINT FINANCIAL, LLC
December 24, 2019 - March 1, 2022
ENVOY ADVISORY INC.
April 18, 2019 - December 26, 2019
PRIOR ENVOY ADVISORY, INC.
December 8, 2017 - April 2, 2019
STONE OAK WEALTH MANAGEMENT, LLC
January 2, 2009 - July 7, 2017
USAA FINANCIAL PLANNING SERVICES
August 14, 2008 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
July 21, 2008 - July 7, 2017
USAA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
11 FINANCIAL
CRD#: 174569 / SEC#: 801-129130
Contact information
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 24,014,190 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
