KK
Kyle P. Kummer
GWN SECURITIES
Plainville, CT 06062
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CRD#: 5548094
KK
Professional summary
Kyle P Kummer is a registered financial advisor currently at GWN SECURITIES INC. located in Plainville, Connecticut.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kyle has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: Kyle Kummer Inv rel: Y Add: Residential address Nature: Insurance Brokerage Position: Sales Start date: 06/2008 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Property/Casualty, employee benefits, life, disability, long term care, fixed annuities, other insurance. Associated Financial Strategies, Is Investment Related, DBA, Financial Professional, 2021-11-15,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. ASSOCIATED GROUP BENEFITS, LLC POSITION: Owner NATURE: Employee Benefits & Insurance INVETMENT RELATED: Is Not Investment Related, START DATE: 2023-01-01 TRADING HOURS: 0 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours DSECRIPTION: "Associated Group Benefits LLC - I currently do not advertise, market, use, or plan to do anything with this LLC for clients. I just wanted the rights to the name if ever down the road I wanted to use this name for an employee benefits/insurance agency." ASSOCIATED INSURANCE SERVICES Is Not Investment Related, Insurance, Employee Benefits, 2023-10-01, 40 hours per month, 0 hours per month during trading hours, Commission Compensation, "I currently have a referral relationship with Associated Insurance Services for employee benefits for group business clients. I would like to brand on their website for employee benefits (fixed insurance products - health, dental, vision, life, short term disability, long term disability, ancillary accident, critical illness) as Employee Benefits / Benefits Specialist. I will not conduct any investment business through this DBA. I would also like to obtain an email - kyle@associatedct.com for employee benefit / health insurance clients only that are commercial insurance clients of Associated Insurance Services. Associated Insurance Services, nor its owners or anyone in their office for that matter, are investment licensed and they do not plan to be." ASSOCIATED GROUP LLC NOT INVESTMENT RELATED; OWNER; 10 HOURS A MONTH AND 0 DURING TRADING HOURS; START: 06/01/2008; ADDRESS: 106 WEST MAIN ST PLAINVILLE CT 06062; NATURE: EMPLOYEE BENEFITS 7 INSURANCE BROKERAGE; COMMISSION BASED: DUTY: Associated Group LLC. This DBA is a licensed insurance company with resident State of CT, and potentially will become insurance licensed in non-resident states. Employee Benefits, Property/Casualty, Life, Disability, long term care, fixed annuities, other fixed insurance. No variable business, and no investment business. No marketing, no use of this name, no advertising. This is my DBA through which employee benefits and fixed insurance revenue and commissions is placed.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle P Kummer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kyle P Kummer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2021 - Present
GWN SECURITIES INC.
Office #1: 106 West Main Street, Plainville, CT 06062RIA
BD
CRD#: 128929
Plainville, CT
Current
December 3, 2021 - Present
GWN SECURITIES INC.
Office #1: 106 West Main Street, Plainville, CT 06062RIA
BD
CRD#: 128929
Plainville, CT
Past
January 11, 2017 - December 8, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
HARTFORD, CT
Past
January 6, 2012 - December 8, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HARTFORD, CT
Past
March 3, 2010 - December 22, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
WEST HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/3/2021)
RR
Connecticut(12/3/2021)
IAR
Connecticut(12/3/2021)
RR
Delaware(10/28/2022)
RR
Florida(12/3/2021)
RR
Illinois(7/31/2025)
RR
Massachusetts(1/13/2025)
RR
New York(12/3/2024)
RR
Rhode Island(12/3/2021)
RR
South Carolina(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
