Jason A. Oberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Anders Oberg, who also goes by Jason Oberg, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2009. Jason had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2016 - August 28, 2019
OCM INVESTMENTS, LLC
June 3, 2014 - September 1, 2016
BLACKROCK INVESTMENTS, LLC
August 2, 2010 - July 13, 2012
ALLIANCEBERNSTEIN L.P.
August 2, 2010 - July 13, 2012
SANFORD C. BERNSTEIN & CO., LLC
December 22, 2009 - July 23, 2010
MORGAN STANLEY
November 3, 2009 - July 23, 2010
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
