Daniel V. Covello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Vincent Covello, who also goes by Daniel V Covello, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1969. Daniel had worked at 9 firms and has passed the Series 63, SIE, Series 62, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2014 - April 1, 2015
BGC FINANCIAL, L.P.
April 6, 1994 - October 22, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
May 21, 1991 - November 18, 1993
INTESA SANPAOLO IMI SECURITIES CORP.
September 25, 1985 - April 30, 1991
MABON, NUGENT & CO.
May 22, 1979 - February 22, 1984
MORGAN STANLEY DW INC.
July 7, 1978 - June 4, 1979
CITIGROUP GLOBAL MARKETS INC.
April 12, 1977 - August 13, 1978
SHEARSON HAYDEN STONE INC.
January 27, 1975 - April 3, 1977
SOGEN-SWISS INTERNATIONAL CORPORATION
March 7, 1969 - February 17, 1975
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/12/2012
Corporate Securities Limited Representative ExaminationSeries 1
Date: 3/7/1969
Registered Representative ExaminationSeries 40
Date: 6/26/1972
Registered Principal ExaminationCurrent Firm
BGC FINANCIAL, L.P.
CRD#: 19801 / SEC#: , 8-39012
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BGC BROKERS US L.P. | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| AUBIN, JEAN PIERRE | EXECUTIVE MANAGING DIRECTOR EQUITIES, DERIVATIVES, FUTURES | 5596046 |
| BGCF HOLDINGS LLC | GENERAL PARTNER | |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 36 |
Red Flags
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