GG
Gerald R. Gugger
MANNING & NAPIER ADVISORS
Fairport, NY 14450
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CRD#: 5547640
GG
Professional summary
Gerald Robert Gugger, who also goes by Gerald Gugger, is a registered financial advisor currently at MANNING & NAPIER ADVISORS, LLC located in Fairport, New York and MANNING & NAPIER INVESTOR SERVICES, INC. located in Fairport, New York.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Gerald has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerald Gugger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF MANNING & NAPIER ADVISORS, LLC, AN AFFILIATED REGISTERED INVESTMENT ADVISOR. CFA SOCIETY OF ROCHETER - COMMITTEE MEMBER: 06/2020-PRESENT, NON-INVESTMENT RELATED (ZERO HOURS DURING TRADING HOURS).
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Robert Gugger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2025 - Present
MANNING & NAPIER ADVISORS, LLC
Office #1: 290 Woodcliff Drive, Fairport, NY 14450RIA
CRD#: 105992
Fairport, NY
Current
August 11, 2025 - Present
MANNING & NAPIER INVESTOR SERVICES, INC.
Office #1: 290 Woodcliff Drive, Fairport, NY 14450BD
CRD#: 26266
Fairport, NY
Past
May 31, 2023 - May 5, 2025
MANNING & NAPIER ADVISORS, LLC
RIA
CRD#: 105992
FAIRPORT, NY
Past
March 29, 2017 - May 5, 2025
MANNING & NAPIER INVESTOR SERVICES, INC.
BD
CRD#: 26266
FAIRPORT, NY
Past
July 21, 2016 - March 13, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
NEEDHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M&
MANNING & NAPIER ADVISORS, LLC
MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
RIA
Registered Investment Advisory firm - (6/4/1975 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/11/2025)
RR
Arizona(8/11/2025)
RR
California(8/11/2025)
RR
Colorado(8/11/2025)
RR
Connecticut(8/11/2025)
RR
Delaware(8/11/2025)
RR
District of Columbia(8/11/2025)
RR
Florida(8/11/2025)
IAR
Florida(8/28/2025)
RR
Georgia(8/11/2025)
RR
Idaho(8/11/2025)
RR
Illinois(10/1/2025)
RR
Indiana(8/11/2025)
RR
Louisiana(8/11/2025)
RR
Maine(8/11/2025)
RR
Maryland(8/11/2025)
RR
Massachusetts(8/11/2025)
RR
Michigan(8/11/2025)
RR
Montana(8/12/2025)
RR
New Hampshire(8/11/2025)
RR
New Jersey(8/11/2025)
RR
New York(8/11/2025)
IAR
New York(8/17/2025)
RR
North Carolina(8/11/2025)
RR
Ohio(8/12/2025)
IAR
Ohio(8/21/2025)
RR
Oregon(10/1/2025)
RR
Pennsylvania(8/11/2025)
RR
Rhode Island(8/11/2025)
RR
South Carolina(8/11/2025)
RR
Tennessee(8/11/2025)
RR
Texas(8/11/2025)
IAR
Texas(8/17/2025)
RR
Utah(8/11/2025)
RR
Vermont(8/11/2025)
RR
Virginia(8/11/2025)
RR
Washington(8/11/2025)
RR
Wisconsin(8/11/2025)
RR
Wyoming(8/11/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
M&
MANNING & NAPIER ADVISORS, LLC
MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
RIA
Registered Investment Advisory firm - (6/4/1975 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
290 Woodcliff Drive, Fairport, NY 14450
Mailing Address
Phone number
(585) 325-6880
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,279 |
| AUM (Assets Under Management) | $ 18,406,580,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/23/2024 | ||
| 12/21/2023 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MANNING & NAPIER ADVISORS, LLC
CRD#: 105992Fairport, NY 14450TRUST BUT VERIFY
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