Clarissa D. Kuzmich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarissa Daniela Kuzmich, who also goes by Clarissa D Callahan, Clarissa Daniela Callahan, Clarissa Callahan, Clarrisa D Callahan, Clarissa Kuzmich, was a registered financial professional .
Clarissa is a previously registered financial professional and started their career in finance in 2008. Clarissa had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2012 - September 18, 2012
PURSHE KAPLAN STERLING INVESTMENTS
May 18, 2011 - May 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 13, 2011 - May 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 18, 2010 - August 9, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 17, 2010 - August 9, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 18, 2009 - February 16, 2010
FROST BROKERAGE SERVICES, INC.
August 11, 2008 - October 9, 2008
USAA INVESTMENT SERVICES COMPANY
July 21, 2008 - October 9, 2008
USAA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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