Patrick R. Rudy

JPL WEALTH MANAGEMENT

Denver, CO

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CRD#: 5547396

Professional summary

Patrick Ryan Rudy, CFP®, who also goes by Patrick R Rudy, is a registered financial advisor currently at JPL WEALTH MANAGEMENT, LLC located in Denver, Colorado.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Patrick has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick R Rudy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Ryan Rudy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

October 23, 2023 - Present

JPL WEALTH MANAGEMENT, LLC

Office #2: 5300 Dtc Pkwy Suite 100, Greenwood Village, CO 80111

RIA

CRD#: 328474

Denver, CO

Past

February 3, 2015 - November 9, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

SCOTTSDALE, AZ

Past

June 28, 2010 - February 6, 2015

CASCADE INVESTMENT GROUP, INC.

RIA

CRD#: 35844

COLORADO SPRINGS, CO

Past

June 28, 2010 - February 6, 2015

CASCADE INVESTMENT GROUP, INC.

CRD#: 35844

COLORADO SPRINGS, CO

Past

February 23, 2010 - July 1, 2010

CORUNDUM GROUP, INC.

RIA

CRD#: 106490

COLORADO SPRINGS, CO

Past

August 5, 2008 - April 15, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JPL WEALTH MANAGEMENT, LLC

JONES ADVISORS, LLC | JPL WEALTH MANAGEMENT, LLC

CRD#: 328474 / SEC#: 801-128893

RIA

Registered Investment Advisory firm - (10/13/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/23/2023)

IAR

Texas
(10/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/23/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2008

General Securities Representative Examination

Current Firm

JPL WEALTH MANAGEMENT, LLC

JONES ADVISORS, LLC | JPL WEALTH MANAGEMENT, LLC

CRD#: 328474 / SEC#: 801-128893

RIA

Registered Investment Advisory firm - (10/13/2023 Approved)

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Contact information

Main Address

5300 Dtc Pkwy Suite 100, Greenwood Village, CO 80111

Mailing Address

Phone number

(855) 575-5752

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR JPL WEALTH MANAGEMENT, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	919
AUM (Assets Under Management)	$ 515,993,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick R. Rudy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Ryan Rudy's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED CAPITAL FINANCIAL ADVISORS

CASCADE INVESTMENT GROUP, INC.

CASCADE INVESTMENT GROUP, INC.

CORUNDUM GROUP, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

JPL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/23/2010

SIE

Date: 2/6/2015

Series 7

Date: 8/4/2008

Current Firm

JPL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JPL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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