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AF

Anthony Fella

CITIZENS PRIVATE WEALTH
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 5547247
AF

Professional summary

Anthony Fella, who also goes by Anthony Frank Fella, Anthony Fella, Anthony F Fella, is a registered financial advisor currently at CITIZENS PRIVATE WEALTH located in New York, New York and CITIZENS SECURITIES, INC. located in New York, New York.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Anthony has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anthony Frank Fella | Anthony Fella | Anthony F Fella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Fella's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2025 - Present

CITIZENS PRIVATE WEALTH

Office #1: 1301 Avenue Of The Americas 5th Floor, New York, NY 10019
RIA
CRD#: 106743
NEW YORK, NY
Current

December 2, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY, 10019
RIA
BD
CRD#: 39550
NEW YORK, NY
Current

December 2, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY, 10019
RIA
BD
CRD#: 39550
NEW YORK, NY
Past

January 7, 2025 - December 4, 2025

FLAGSTAR ADVISORS

RIA
CRD#: 104233
New York, NY
Past

September 19, 2019 - December 31, 2024

FLAGSTAR ADVISORS

RIA
CRD#: 104233
New York, NY
Past

September 19, 2019 - December 4, 2025

FLAGSTAR ADVISORS

BD
CRD#: 104233
New York, NY
Past

April 6, 2018 - September 4, 2019

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
HARRISON, NY
Past

April 5, 2018 - September 4, 2019

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA
CRD#: 107319
Yonkers, NY
Past

April 7, 2016 - January 31, 2017

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

April 6, 2016 - January 31, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

March 11, 2013 - February 17, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

November 21, 2012 - February 17, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 27, 2012 - November 21, 2012

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA
Registered Investment Advisory firm - (2/20/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/2/2025)
IAR
California
(12/2/2025)
RR
Connecticut
(12/2/2025)
IAR
Connecticut
(12/2/2025)
RR
Florida
(12/2/2025)
IAR
Florida
(12/3/2025)
RR
Georgia
(12/2/2025)
IAR
Georgia
(12/4/2025)
RR
Illinois
(12/2/2025)
IAR
Illinois
(12/5/2025)
RR
Louisiana
(2/18/2026)
IAR
Louisiana
(2/18/2026)
RR
Maryland
(12/2/2025)
IAR
Maryland
(12/5/2025)
RR
Massachusetts
(12/3/2025)
RR
Michigan
(12/2/2025)
IAR
Michigan
(12/4/2025)
RR
Nevada
(12/2/2025)
IAR
Nevada
(12/3/2025)
RR
New Jersey
(12/2/2025)
IAR
New Jersey
(12/3/2025)
RR
New York
(12/2/2025)
IAR
New York
(12/2/2025)
RR
North Carolina
(12/2/2025)
IAR
North Carolina
(12/8/2025)
RR
Pennsylvania
(12/2/2025)
IAR
Pennsylvania
(12/2/2025)
RR
Texas
(12/2/2025)
IAR
Texas
(12/3/2025)
RR
West Virginia
(12/2/2025)
IAR
West Virginia
(12/5/2025)
RR
Wisconsin
(12/2/2025)
IAR
Wisconsin
(12/4/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/9/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/11/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/16/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/26/2012
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA
Registered Investment Advisory firm - (2/20/1992 Approved)
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Contact information

Main Address
520 White Plains Road 3rd Floor, Tarrytown, NY 10591
Mailing Address
Phone number
(914) 846-0100
Established
Firm type
Fiscal year end
# of Employees
200

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART II A (3/31/2025)

Regulatory assets under management

Total Number of Accounts7,846
AUM (Assets Under Management)$ 12,182,945,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2025
Cover Page
Report
07/28/2023
Cover Page
Report
10/28/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITIZENS PRIVATE WEALTH

CRD#: 106743New York, NY 10019

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