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MM

Michael Moscianese

MAGEN FINANCIAL LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 5547233
MM

Professional summary


Michael Moscianese is a registered financial professional currently at MAGEN FINANCIAL LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 6 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Moscianese's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 14, 2023 - Present

MAGEN FINANCIAL LLC

Office #1: 1500 Broadway 25th Floor, New York, NY 10036
BD
CRD#: 305174
New York, NY
Past

December 2, 2019 - February 13, 2023

FORTE SECURITIES LLC

BD
CRD#: 38373
New York, NY
Past

June 28, 2017 - August 28, 2019

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

November 30, 2015 - May 3, 2017

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

January 17, 2014 - December 15, 2015

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY
Past

January 29, 2009 - January 15, 2013

LOUIS CAPITAL MARKETS, LLC

BD
CRD#: 48013
PARIS,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/14/2023)
RR
New York
(2/14/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 2/19/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 4/15/2019
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MF
MAGEN FINANCIAL LLC
ATHENA A DIVISION OF MAGEN FINANCIAL LLC | VISION A DIVISION OF MAGEN FINACIAL LLC | SHIELD A DIVISION OF MAGEN FINANCIAL LLC | NOMAD A DIVISION OF MAGEN FINANCIAL LLC | MERCURY A DIVISION OF MAGEN FINANCIAL LLC | MAGEN FINANCIAL LLC | AZUR A DIVISION OF MAGEN FINANCIAL LLC

CRD#: 305174 / SEC#: , 8-70397

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1500 Broadway 25th Floor, New York, NY 10036
Mailing Address
1500 Broadway 25th Floor, New York, NY 10036
Phone number
(212) 291-7702
Established
Delaware since 07/16/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HYBER HOLDINGS LLCDIRECT OWNER
BARTHES, DAVYCEO5726005
BARTHES, JOHANN BRIAN ROBINPRESIDENT5740524
TREARS, JOHN PATRICKPARTNER COO/CFO/CCO2837461

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MAGEN FINANCIAL LLC

CRD#: 305174New York, NY 10036

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